# KWM Financial LLC

> KWM Financial LLC is a state-registered investment advisory firm in Porstmouth, NH, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 288528
- Filed as: KWM FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Porstmouth, NH
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/288528
- AdvisorCensus page: https://advisorcensus.com/firm/kwm-financial-llc-porstmouth-nh-288528

## Quick answers

**How is KWM Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), KWM Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is KWM Financial LLC located?**
KWM Financial LLC's principal office is in Porstmouth, NH, according to its Form ADV.

**Is KWM Financial LLC registered with the SEC or a state?**
KWM Financial LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 288528.

**How much does KWM Financial LLC manage?**
KWM Financial LLC reports $2,263,125 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does KWM Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4).

**Does KWM Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288528

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $2,263,125
- Discretionary: $2,263,125
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $2,263,125 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NH, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [gotokwm.com](https://gotokwm.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. KWM Financial LLC (CRD 288528): Form ADV filing data as of October 2026.