# KWB Wealth

> KWB Wealth is an SEC-registered investment advisory firm in Redlands, CA, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 14, 2026.

- CRD: 300921
- Filed as: KWB WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Redlands, CA
- Filing period: October 2026
- Form ADV filing dated: July 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300921
- AdvisorCensus page: https://advisorcensus.com/firm/kwb-wealth-redlands-ca-300921

## Quick answers

**How is KWB Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), KWB Wealth reports these compensation arrangements: a percentage of assets under its management.

**Where is KWB Wealth located?**
KWB Wealth's principal office is in Redlands, CA, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is KWB Wealth registered with the SEC or a state?**
KWB Wealth is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 300921.

**How much does KWB Wealth manage?**
KWB Wealth reports $1,234,634,396 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary).

**How have KWB Wealth's assets and staff changed since 2021?**
In the Form ADV data for KWB Wealth: Regulatory assets under management: $634,485,317 in the October 2021 data and $1,234,634,396 in the October 2026 data, up 95%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does KWB Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,055); high net worth individuals (880); pension and profit sharing plans (but not the plan participants or government pension plans) (18).

**Which custodians does KWB Wealth use?**
KWB Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does KWB Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300921

**What changed in KWB Wealth's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in OH, SC, TN, VA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,234,634,396
- Discretionary: $1,234,634,396
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,055 | $210,582,630 |
| High net worth individuals | 880 | $987,696,928 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 18 | $19,604,521 |
| Charitable organizations | 3 | $2,706,107 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 15 | $14,044,210 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 10 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, GA, HI, ID, MO, MT, NC, NM, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Monrovia, CA

### Websites listed on Form ADV (Item 1.I)
- kwbwealth.com
- Facebook @kwbwealth
- Instagram @kwbwealth
- LinkedIn @kwb-wealth
- X @kwb_steve
- YouTube @UCkwZMfjN3nh9fb299yXvlbA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $634,485,317 | 10 | August 13, 2021 |
| October 2022 | $775,495,218 | 12 | February 22, 2022 |
| October 2023 | $699,769,605 | 9 | September 25, 2023 |
| October 2024 | $853,932,170 | 9 | July 12, 2024 |
| October 2025 | $1,007,038,888 | 11 | July 22, 2025 |
| October 2026 | $1,234,634,396 | 10 | July 14, 2026 |

Regulatory assets under management: $634,485,317 in the October 2021 data and $1,234,634,396 in the October 2026 data, up 95%.
Total employees: 10 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in OH, SC, TN, VA.

### May 2026
- Registered or notice-filed in MO, NC.

### March 2026
- Employees performing advisory functions went from 11 to 8.
- Registered or notice-filed in NY.

### December 2025
- Employees performing advisory functions went from 10 to 11.
- Regulatory assets under management went from $1,007,038,888 to $1,183,311,819 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. KWB Wealth (CRD 300921): Form ADV filing data as of October 2026.