# Kutz and Company Inc.

> Kutz and Company Inc. is an SEC-registered investment advisory firm in Great Neck, NY, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 124722
- Filed as: KUTZ AND COMPANY INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Great Neck, NY
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124722
- AdvisorCensus page: https://advisorcensus.com/firm/kutz-and-company-inc-great-neck-ny-124722

## Quick answers

**How is Kutz and Company Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Kutz and Company Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**What does Kutz and Company Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 4, 2026 states: Asset-based fee: 0.67% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Kutz and Company Inc. located?**
Kutz and Company Inc.'s principal office is in Great Neck, NY, according to its Form ADV.

**Is Kutz and Company Inc. registered with the SEC or a state?**
Kutz and Company Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 124722.

**How much does Kutz and Company Inc. manage?**
Kutz and Company Inc. reports $115,397,135 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary).

**How have Kutz and Company Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Kutz and Company Inc.: Regulatory assets under management: $84,344,414 in the October 2021 data and $115,397,135 in the October 2026 data, up 37%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kutz and Company Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (39); high net worth individuals (27).

**Which custodians does Kutz and Company Inc. use?**
Kutz and Company Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Kutz and Company Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124722

**Does Kutz and Company Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 4, 2026 says: "Our minimum account size is generally $100,000 but lower amounts may be acceptable upon mutual agreement between our firm and the client."

**What changed in Kutz and Company Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $102,956,881 to $115,397,135 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 4, 2026)

- Asset-based fee: 0.67% to 1% a year (a range, as the brochure states it)

> Fees for asset management services are billed based on a percentage of average monthly assets under management. Rates range between .67% and 1.00% per annum (negotiable).

- Account minimum: $100,000

> Our minimum account size is generally $100,000 but lower amounts may be acceptable upon mutual agreement between our firm and the client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $115,397,135
- Discretionary: $115,397,135
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 39 | $10,933,230 |
| High net worth individuals | 27 | $104,463,905 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kutzandcompany.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $84,344,414 | 2 | January 20, 2021 |
| October 2022 | $100,424,042 | 2 | January 14, 2022 |
| October 2023 | $85,748,250 | 3 | March 27, 2023 |
| October 2024 | $93,260,522 | 3 | March 8, 2024 |
| October 2025 | $102,956,881 | 3 | January 14, 2025 |
| October 2026 | $115,397,135 | 2 | March 4, 2026 |

Regulatory assets under management: $84,344,414 in the October 2021 data and $115,397,135 in the October 2026 data, up 37%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $102,956,881 to $115,397,135 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kutz and Company Inc. (CRD 124722): Form ADV filing data as of October 2026.