{
  "crd_number": 330374,
  "slug": "kukui-tree-capital-management-llc-palo-alto-ca-330374",
  "primary_business_name": "KUKUI TREE CAPITAL MANAGEMENT LLC",
  "legal_name": "KUKUI TREE CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Palo Alto",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41940",
  "metro": {
    "cbsa_code": "41940",
    "common_name": "San Jose",
    "msa_name": "San Jose-Sunnyvale-Santa Clara, CA",
    "path": "/advisors/ca/san-jose"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-07-23",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-06-25",
  "carried_forward": false,
  "raum_total": 105200000.0,
  "raum_discretionary": 89200000.0,
  "raum_non_discretionary": 16000000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 515000.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 104685000.0,
      "count": 23
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://kukuitreecapital.com",
    "https://linkedin.com/company/102072155/admin/dashboard"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330374",
  "city_as_filed": "PALO ALTO",
  "url": "https://advisorcensus.com/firm/kukui-tree-capital-management-llc-palo-alto-ca-330374",
  "display_name": "Kukui Tree Capital Management LLC",
  "summary": "Kukui Tree Capital Management LLC is an SEC-registered investment advisory firm in Palo Alto, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 25, 2026.",
  "citation": "AdvisorCensus. Kukui Tree Capital Management LLC (CRD 330374): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Kukui Tree Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kukui Tree Capital Management LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Kukui Tree Capital Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated June 25, 2026 states: Up to $2,000,000: 0.9% a year; $2,000,000.01 to $5,000,000: 0.8% a year; $5,000,000.01 to $10,000,000: 0.7% a year; $10,000,000.01 to $20,000,000: 0.5% a year; $20,000,000.01 to $30,000,000: 0.4% a year; Above $30,000,000.01: 0.3% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Kukui Tree Capital Management LLC located?",
      "a": "Kukui Tree Capital Management LLC's principal office is in Palo Alto, CA, according to its Form ADV."
    },
    {
      "q": "Is Kukui Tree Capital Management LLC registered with the SEC or a state?",
      "a": "Kukui Tree Capital Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 330374."
    },
    {
      "q": "How much does Kukui Tree Capital Management LLC manage?",
      "a": "Kukui Tree Capital Management LLC reports $105,200,000 in regulatory assets under management in its Form ADV filing dated June 25, 2026 (85% discretionary)."
    },
    {
      "q": "What types of clients does Kukui Tree Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (23)."
    },
    {
      "q": "Which custodians does Kukui Tree Capital Management LLC use?",
      "a": "Kukui Tree Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Kukui Tree Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330374"
    },
    {
      "q": "Does Kukui Tree Capital Management LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 25, 2026 says: \"Kukui Tree generally does not impose a minimum relationship size.\""
    },
    {
      "q": "What changed in Kukui Tree Capital Management LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $2,000,000",
        "rate": "0.9%"
      },
      {
        "band": "$2,000,000.01 to $5,000,000",
        "rate": "0.8%"
      },
      {
        "band": "$5,000,000.01 to $10,000,000",
        "rate": "0.7%"
      },
      {
        "band": "$10,000,000.01 to $20,000,000",
        "rate": "0.5%"
      },
      {
        "band": "$20,000,000.01 to $30,000,000",
        "rate": "0.4%"
      },
      {
        "band": "Above $30,000,000.01",
        "rate": "0.3%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $2,000,000: 0.9% a year",
          "$2,000,000.01 to $5,000,000: 0.8% a year",
          "$5,000,000.01 to $10,000,000: 0.7% a year",
          "$10,000,000.01 to $20,000,000: 0.5% a year",
          "$20,000,000.01 to $30,000,000: 0.4% a year",
          "Above $30,000,000.01: 0.3% a year"
        ],
        "quotes": [
          "Wealth management fees are based on the following blended tier schedule: Assets Under Management ($) Annual Rate (%) Up to $2,000,000 0.90% $2,000,000.01 to $5,000,000 0.80% $5,000,000.01 to $10,000,000 0.70% $10,000,000.01 to $20,000,000 0.50% $20,000,000.01 to $30,000,000 0.40% $30,000,000.01 and above 0.30%",
          "Fees may be negotiable at the sole discretion of the Advisor."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Kukui Tree generally does not impose a minimum relationship size."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 2000000.0,
          "rate_pct": 0.9
        },
        {
          "min": 2000000.01,
          "max": 5000000.0,
          "rate_pct": 0.8
        },
        {
          "min": 5000000.01,
          "max": 10000000.0,
          "rate_pct": 0.7
        },
        {
          "min": 10000000.01,
          "max": 20000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 20000000.01,
          "max": 30000000.0,
          "rate_pct": 0.4
        },
        {
          "min": 30000000.01,
          "max": null,
          "rate_pct": 0.3
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Wealth management fees are based on the following blended tier schedule: Assets Under Management ($) Annual Rate (%) Up to $2,000,000 0.90% $2,000,000.01 to $5,000,000 0.80% $5,000,000.01 to $10,000,000 0.70% $10,000,000.01 to $20,000,000 0.50% $20,000,000.01 to $30,000,000 0.40% $30,000,000.01 and above 0.30%",
      "Fees may be negotiable at the sole discretion of the Advisor.",
      "Kukui Tree generally does not impose a minimum relationship size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/kukui-tree-capital-management-llc-palo-alto-ca-330374.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 515000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 23,
      "fewer_than_5": false,
      "raum": 104685000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330374",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}