# KTF Investments, LLC

> KTF Investments, LLC is an SEC-registered investment advisory firm in Seal Beach, CA, registered since 2025, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 30, 2026.

- CRD: 337465
- Filed as: KTF INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seal Beach, CA
- Filing period: October 2026
- Form ADV filing dated: July 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337465
- AdvisorCensus page: https://advisorcensus.com/firm/ktf-investments-llc-seal-beach-ca-337465

## Quick answers

**How is KTF Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), KTF Investments, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does KTF Investments, LLC charge?**
Its Form ADV Part 2A brochure dated July 30, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is KTF Investments, LLC located?**
KTF Investments, LLC's principal office is in Seal Beach, CA, according to its Form ADV.

**Is KTF Investments, LLC registered with the SEC or a state?**
KTF Investments, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337465.

**How much does KTF Investments, LLC manage?**
KTF Investments, LLC reports $700,182,535 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (92% discretionary).

**What types of clients does KTF Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (109); individuals (other than high net worth individuals) (75).

**Does KTF Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337465

**What changed in KTF Investments, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Registered or notice-filed in NV, PA, TX. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 30, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> The maximum annual fee charged for this service will not exceed 2%. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client.

> KTF’s general policy is to charge fees in accordance with the fee schedule in effect at the time of the charge, however, all fees are subject to negotiation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $700,182,535
- Discretionary: $646,471,241
- Non-discretionary: $53,711,294

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 75 | $35,613,219 |
| High net worth individuals | 109 | $664,569,316 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, NV, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ktfinvestments.com

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Registered or notice-filed in NV, PA, TX.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Regulatory assets under management went from $0 to $691,766,045.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. KTF Investments, LLC (CRD 337465): Form ADV filing data as of October 2026.