# Krilogy

> Krilogy is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2009, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 149046
- Filed as: KRILOGY
- Legal name: Krilogy Financial LLC
- Also doing business as: K PLANS, KPS, KRILOGY, KRILOGY TEXAS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149046
- AdvisorCensus page: https://advisorcensus.com/firm/krilogy-st-louis-mo-149046

## Quick answers

**How is Krilogy compensated?**
On its Form ADV (Item 5.E, October 2026), Krilogy reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Krilogy located?**
Krilogy's principal office is in St. Louis, MO, according to its Form ADV; the April 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Krilogy registered with the SEC or a state?**
Krilogy is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149046.

**How much does Krilogy manage?**
Krilogy reports $5,195,636,468 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (90% discretionary).

**How have Krilogy's assets and staff changed since 2021?**
In the Form ADV data for Krilogy: Regulatory assets under management: $1,699,283,580 in the October 2021 data and $5,195,636,468 in the October 2026 data, up 206%. Total employees: 49 in October 2021 and 103 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Krilogy serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,940); high net worth individuals (1,121); pension and profit sharing plans (but not the plan participants or government pension plans) (132).

**Which custodians does Krilogy use?**
Krilogy's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Krilogy report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149046

**What changed in Krilogy's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 56 to 65. Added an office in Washington, MO. Registered or notice-filed in KY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $5,195,636,468
- Discretionary: $4,684,326,810
- Non-discretionary: $511,309,658

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,940 | $658,983,965 |
| High net worth individuals | 1,121 | $3,753,240,547 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 132 | $733,738,849 |
| Charitable organizations | Fewer than 5 | $11,402,860 |
| Corporations or other businesses not listed above | 11 | $38,270,247 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 103 total, 65 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, AR, AZ, CA, CT, DC, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Dallas, TX
- O'Fallon, IL
- St. Louis, MO
- St. Peters, MO
- Washington, MO

### Websites listed on Form ADV (Item 1.I)
- kplansonline.com
- krilogy.com
- krilogyportfoliosolutions.com
- Facebook @KRILOGY
- Facebook @kplansonline
- Instagram @krilogy_stl
- LinkedIn @kplans
- LinkedIn @krilogy-financial
- X @KRILOGY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,699,283,580 | 49 | April 7, 2021 |
| October 2022 | $1,958,922,831 | 56 | April 1, 2022 |
| October 2023 | $1,843,806,481 | 56 | September 28, 2023 |
| October 2024 | $2,505,389,000 | 68 | March 30, 2024 |
| October 2025 | $3,535,342,540 | 82 | July 2, 2025 |
| October 2026 | $5,195,636,468 | 103 | March 31, 2026 |

Regulatory assets under management: $1,699,283,580 in the October 2021 data and $5,195,636,468 in the October 2026 data, up 206%.
Total employees: 49 in October 2021 and 103 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 56 to 65.
- Added an office in Washington, MO.
- Registered or notice-filed in KY.

### January 2026
- Registered or notice-filed in DC.

### December 2025
- Regulatory assets under management went from $3,535,342,540 to $4,954,332,013 (+40%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Krilogy (CRD 149046): Form ADV filing data as of October 2026.