# Kreitler Financial LLC

> Kreitler Financial LLC is an SEC-registered investment advisory firm in New Haven, CT, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 309056
- Filed as: KREITLER FINANCIAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New Haven, CT
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309056
- AdvisorCensus page: https://advisorcensus.com/firm/kreitler-financial-llc-new-haven-ct-309056

## Quick answers

**How is Kreitler Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Kreitler Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Kreitler Financial LLC located?**
Kreitler Financial LLC's principal office is in New Haven, CT, according to its Form ADV.

**Is Kreitler Financial LLC registered with the SEC or a state?**
Kreitler Financial LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309056.

**How much does Kreitler Financial LLC manage?**
Kreitler Financial LLC reports $584,905,886 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (99% discretionary).

**How have Kreitler Financial LLC's assets and staff changed since 2021?**
In the Form ADV data for Kreitler Financial LLC: Regulatory assets under management: $423,939,109 in the October 2021 data and $584,905,886 in the October 2026 data, up 38%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kreitler Financial LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (109); individuals (other than high net worth individuals) (64).

**Which custodians does Kreitler Financial LLC use?**
Kreitler Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. and TIAA-CREF Individual & Institutional Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Kreitler Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309056

**Does Kreitler Financial LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "* Subject to a minimum account size of $1,000,000." "The Registrant may, in its sole discretion, reduce or waive its minimum asset requirement based upon certain criteria"

**What changed in Kreitler Financial LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 5. Regulatory assets under management went from $514,912,522 to $584,905,886 (+14%). Registered or notice-filed in CO. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> * Subject to a minimum account size of $1,000,000.

> The Registrant may, in its sole discretion, reduce or waive its minimum asset requirement based upon certain criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.
- TIAA-CREF Individual & Institutional Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $584,905,886
- Discretionary: $580,723,551
- Non-discretionary: $4,182,335

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 64 | $24,045,520 |
| High net worth individuals | 109 | $543,281,930 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $5,533,319 |
| Charitable organizations | Fewer than 5 | $12,045,117 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2020 (6 years)
- Employees: 10 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, CT, FL, MA, NC, NH, NY, PA, TX, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kreitlerfinancial.com
- LinkedIn @15535533
- LinkedIn @alyse-lapaglia-uzarski-21892024
- LinkedIn @beau-tillinghast-cfp®-47a989a6
- LinkedIn @charleskreitler
- LinkedIn @dwayne-t-66980577
- LinkedIn @jake-ness-cfp®-832498254
- LinkedIn @kersti-melchiore-5539a525
- LinkedIn @maxrosstrachten
- LinkedIn @melissa-a-taylor
- LinkedIn @sandra-blanchard-57437a208

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $423,939,109 | 10 | March 29, 2021 |
| October 2022 | $483,533,384 | 11 | March 27, 2022 |
| October 2023 | $435,141,581 | 11 | August 15, 2023 |
| October 2024 | $476,729,810 | 11 | March 23, 2024 |
| October 2025 | $514,912,522 | 10 | March 31, 2025 |
| October 2026 | $584,905,886 | 10 | March 13, 2026 |

Regulatory assets under management: $423,939,109 in the October 2021 data and $584,905,886 in the October 2026 data, up 38%.
Total employees: 10 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 5.
- Regulatory assets under management went from $514,912,522 to $584,905,886 (+14%).
- Registered or notice-filed in CO.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kreitler Financial LLC (CRD 309056): Form ADV filing data as of October 2026.