{
  "crd_number": 309056,
  "slug": "kreitler-financial-llc-new-haven-ct-309056",
  "primary_business_name": "KREITLER FINANCIAL LLC",
  "legal_name": "KREITLER FINANCIAL LLC",
  "dbas": [],
  "city": "New Haven",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "35300",
  "metro": {
    "cbsa_code": "35300",
    "common_name": "New Haven",
    "msa_name": "New Haven, CT",
    "path": "/advisors/ct/new-haven"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-06-09",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-13",
  "carried_forward": false,
  "raum_total": 584905886.0,
  "raum_discretionary": 580723551.0,
  "raum_non_discretionary": 4182335.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 10,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 12045117.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 24045520.0,
      "count": 64
    },
    "pension_profit_sharing": {
      "raum": 5533319.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 543281930.0,
      "count": 109
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "CT",
    "FL",
    "MA",
    "NC",
    "NH",
    "NY",
    "PA",
    "TX",
    "VT"
  ],
  "websites": [
    "https://kreitlerfinancial.com",
    "https://linkedin.com/company/15535533/admin",
    "https://linkedin.com/in/alyse-lapaglia-uzarski-21892024",
    "https://linkedin.com/in/beau-tillinghast-cfp%C2%AE-47a989a6",
    "https://linkedin.com/in/charleskreitler",
    "https://linkedin.com/in/dwayne-t-66980577",
    "https://linkedin.com/in/jake-ness-cfp%C2%AE-832498254",
    "https://linkedin.com/in/kersti-melchiore-5539a525",
    "https://linkedin.com/in/maxrosstrachten",
    "https://linkedin.com/in/melissa-a-taylor",
    "https://linkedin.com/in/sandra-blanchard-57437a208"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309056",
  "city_as_filed": "NEW HAVEN",
  "url": "https://advisorcensus.com/firm/kreitler-financial-llc-new-haven-ct-309056",
  "display_name": "Kreitler Financial LLC",
  "summary": "Kreitler Financial LLC is an SEC-registered investment advisory firm in New Haven, CT, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.",
  "citation": "AdvisorCensus. Kreitler Financial LLC (CRD 309056): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Kreitler Financial LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kreitler Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Kreitler Financial LLC located?",
      "a": "Kreitler Financial LLC's principal office is in New Haven, CT, according to its Form ADV."
    },
    {
      "q": "Is Kreitler Financial LLC registered with the SEC or a state?",
      "a": "Kreitler Financial LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309056."
    },
    {
      "q": "How much does Kreitler Financial LLC manage?",
      "a": "Kreitler Financial LLC reports $584,905,886 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (99% discretionary)."
    },
    {
      "q": "How have Kreitler Financial LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Kreitler Financial LLC: Regulatory assets under management: $423,939,109 in the October 2021 data and $584,905,886 in the October 2026 data, up 38%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Kreitler Financial LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (109); individuals (other than high net worth individuals) (64)."
    },
    {
      "q": "Which custodians does Kreitler Financial LLC use?",
      "a": "Kreitler Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. and TIAA-CREF Individual & Institutional Services, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Kreitler Financial LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309056"
    },
    {
      "q": "Does Kreitler Financial LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 11, 2026 says: \"* Subject to a minimum account size of $1,000,000.\" \"The Registrant may, in its sole discretion, reduce or waive its minimum asset requirement based upon certain criteria\""
    },
    {
      "q": "What changed in Kreitler Financial LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 6 to 5. Regulatory assets under management went from $514,912,522 to $584,905,886 (+14%). Registered or notice-filed in CO. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 423939109.0,
      "total_employees": 10,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 483533384.0,
      "total_employees": 11,
      "filing_date": "2022-03-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 435141581.0,
      "total_employees": 11,
      "filing_date": "2023-08-15"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 476729810.0,
      "total_employees": 11,
      "filing_date": "2024-03-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 514912522.0,
      "total_employees": 10,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 584905886.0,
      "total_employees": 10,
      "filing_date": "2026-03-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 6 to 5.",
        "Regulatory assets under management went from $514,912,522 to $584,905,886 (+14%).",
        "Registered or notice-filed in CO.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 11, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "* Subject to a minimum account size of $1,000,000.",
          "The Registrant may, in its sole discretion, reduce or waive its minimum asset requirement based upon certain criteria"
        ]
      }
    ],
    "quotes": [
      "* Subject to a minimum account size of $1,000,000.",
      "The Registrant may, in its sole discretion, reduce or waive its minimum asset requirement based upon certain criteria"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    },
    {
      "name": "TIAA-CREF Individual & Institutional Services, LLC",
      "name_as_filed": "TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/kreitler-financial-llc-new-haven-ct-309056.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 64,
      "fewer_than_5": false,
      "raum": 24045520.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 109,
      "fewer_than_5": false,
      "raum": 543281930.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 5533319.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 12045117.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309056",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}