{ "crd_number": 337920, "slug": "kraken-adviser-llc-fort-lauderdale-fl-337920", "primary_business_name": "KRAKEN ADVISER LLC", "legal_name": "KRAKEN ADVISER LLC", "dbas": [], "city": "Fort Lauderdale", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-09-22", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-07-20", "carried_forward": false, "raum_total": 377.0, "raum_discretionary": 0.0, "raum_non_discretionary": 377.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 5, "advisory_employees": 5, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 377.0, "count": 9 } }, "compensation_types": [ "other" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "PR", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VI", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://discord.com/invite/Krakenexchange", "https://discordapp.com/users/867011684773003276", "https://facebook.com/KrakenFX", "https://instagram.com/krakenfx", "https://instagram.com/krakenfxuk", "https://kraken.com/features/bundles", "https://linkedin.com/company/krakenfx", "https://reddit.com/r/Kraken", "https://reddit.com/r/KrakenSupport", "https://snapchat.com/add/krakenfx", "https://snapchat.com/add/krakenfxuk", "https://t.me/Kraken_Octobot", "https://t.me/Official_Kraken_Support", "https://t.me/kraken_announcements", "https://t.me/kraken_exchange_official", "https://t.me/kraken_pro_official", "https://t.me/krakenproannouncements", "https://tiktok.com/@krakenfx", "https://tiktok.com/@krakenfxuk", "https://twitter.com/Krakwen", "https://twitter.com/krakenfx", "https://twitter.com/krakenpro", "https://twitter.com/krakensupport", "https://x.com/KrakenDesktop", "https://x.com/KrakenfxES", "https://x.com/krakenfxuk", "https://youtube.com/@KrakenCryptoExchangeUK", "https://youtube.com/@krakenpress", "https://youtube.com/channel/UChYclcUdjcVAoHkA689PswQ" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337920", "city_as_filed": "FORT LAUDERDALE", "url": "https://advisorcensus.com/firm/kraken-adviser-llc-fort-lauderdale-fl-337920", "display_name": "Kraken Adviser LLC", "summary": "Kraken Adviser LLC is an SEC-registered investment advisory firm in Fort Lauderdale, FL, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.", "citation": "AdvisorCensus. Kraken Adviser LLC (CRD 337920): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Other" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Kraken Adviser LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Kraken Adviser LLC reports these compensation arrangements: other." }, { "q": "Where is Kraken Adviser LLC located?", "a": "Kraken Adviser LLC's principal office is in Fort Lauderdale, FL, according to its Form ADV." }, { "q": "Is Kraken Adviser LLC registered with the SEC or a state?", "a": "Kraken Adviser LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337920." }, { "q": "How much does Kraken Adviser LLC manage?", "a": "Kraken Adviser LLC reports $377 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (0% discretionary)." }, { "q": "What types of clients does Kraken Adviser LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (9)." }, { "q": "Does Kraken Adviser LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337920" }, { "q": "What changed in Kraken Adviser LLC's recent Form ADV filings?", "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Registered or notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Regulatory assets under management went from $0 to $400." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/kraken-adviser-llc-fort-lauderdale-fl-337920.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 9, "fewer_than_5": false, "raum": 377.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337920", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }