{
  "crd_number": 289507,
  "slug": "kpp-advisory-services-llc-louisville-ky-289507",
  "primary_business_name": "KPP ADVISORY SERVICES LLC",
  "legal_name": "KPP ADVISORY SERVICES LLC",
  "dbas": [
    "DOWDY ROY FINANCIAL",
    "MONEY411",
    "ROI FINANCIAL"
  ],
  "city": "Louisville",
  "state": "KY",
  "country": "United States",
  "cbsa_code": "31140",
  "metro": {
    "cbsa_code": "31140",
    "common_name": "Louisville",
    "msa_name": "Louisville/Jefferson County, KY-IN",
    "path": "/advisors/ky/louisville"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-09-15",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-05-28",
  "carried_forward": false,
  "raum_total": 1241011682.0,
  "raum_discretionary": 1218877491.0,
  "raum_non_discretionary": 22134191.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 37,
  "advisory_employees": 26,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 729399747.0,
      "count": 3677
    },
    "high_net_worth_individuals": {
      "raum": 511611935.0,
      "count": 318
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AR",
    "CA",
    "CO",
    "FL",
    "GA",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MI",
    "MO",
    "NC",
    "NE",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/KentuckyPlanningPartners",
    "https://kpp-lpl.com",
    "https://linkedin.com/company/kentucky-planning-partners",
    "https://money411.info",
    "https://roi-fg.com",
    "https://youtube.com/@KyPlanningPartners"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289507",
  "city_as_filed": "LOUISVILLE",
  "url": "https://advisorcensus.com/firm/kpp-advisory-services-llc-louisville-ky-289507",
  "display_name": "KPP Advisory Services LLC",
  "summary": "KPP Advisory Services LLC is an SEC-registered investment advisory firm in Louisville, KY, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 28, 2026.",
  "citation": "AdvisorCensus. KPP Advisory Services LLC (CRD 289507): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is KPP Advisory Services LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), KPP Advisory Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does KPP Advisory Services LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 20, 2026 states: Hourly rate: $200 to $300 an hour (Financial Planning Services); Flat fee: $1,000 to $10,000 (financial planning fee); Hourly rate: $300 an hour (services selected under the Employer-Sponsored Retirement Plan Consulting…). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is KPP Advisory Services LLC located?",
      "a": "KPP Advisory Services LLC's principal office is in Louisville, KY, according to its Form ADV; the June 2026 filing also lists 6 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is KPP Advisory Services LLC registered with the SEC or a state?",
      "a": "KPP Advisory Services LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289507."
    },
    {
      "q": "How much does KPP Advisory Services LLC manage?",
      "a": "KPP Advisory Services LLC reports $1,241,011,682 in regulatory assets under management in its Form ADV filing dated May 28, 2026 (98% discretionary)."
    },
    {
      "q": "How have KPP Advisory Services LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for KPP Advisory Services LLC: Regulatory assets under management: $433,767,961 in the October 2021 data and $1,241,011,682 in the October 2026 data, up 186%. Total employees: 22 in October 2021 and 37 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does KPP Advisory Services LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,677); high net worth individuals (318)."
    },
    {
      "q": "Which custodians does KPP Advisory Services LLC use?",
      "a": "KPP Advisory Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does KPP Advisory Services LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289507"
    },
    {
      "q": "What changed in KPP Advisory Services LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Employees performing advisory functions went from 25 to 26."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 433767961.0,
      "total_employees": 22,
      "filing_date": "2021-08-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 934057044.0,
      "total_employees": 32,
      "filing_date": "2022-08-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1476243973.0,
      "total_employees": 31,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 880562438.0,
      "total_employees": 33,
      "filing_date": "2024-06-11"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 874251636.0,
      "total_employees": 35,
      "filing_date": "2025-06-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1241011682.0,
      "total_employees": 37,
      "filing_date": "2026-05-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Employees performing advisory functions went from 25 to 26."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in NV."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 24 to 25.",
        "Regulatory assets under management went from $874,251,636 to $1,241,011,682 (+42%).",
        "Added an office in Hendersonville, TN.",
        "No longer lists an office in Indianapolis, IN.",
        "No longer lists an office in Louisville, KY."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 20, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $200 to $300 an hour (Financial Planning Services)",
      "Flat fee: $1,000 to $10,000 (financial planning fee)",
      "Hourly rate: $300 an hour (services selected under the Employer-Sponsored Retirement Plan Consulting…)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $200 to $300 an hour (Financial Planning Services)"
        ],
        "quotes": [
          "The Client shall pay KPPAS for services provided, a fee of an hourly rate ranging from $200 to $300."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 to $10,000 (financial planning fee)"
        ],
        "quotes": [
          "The financial planning fee may be calculated and charged on a fixed fee basis, typically ranging from $1,000 to $10,000, subject to the specific arrangement reached with the Client."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $300 an hour (services selected under the Employer-Sponsored Retirement Plan Consulting…)"
        ],
        "quotes": [
          "Maximum hourly Rate of $300"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 200.0,
          "max": 300.0,
          "period": "hour",
          "service": "Financial Planning Services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 1000.0,
          "max": 10000.0,
          "period": "one_time",
          "service": "financial planning fee"
        },
        {
          "kind": "hourly",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "services selected under the Employer-Sponsored Retirement Plan Consulting Services platform"
        }
      ]
    },
    "quotes": [
      "The Client shall pay KPPAS for services provided, a fee of an hourly rate ranging from $200 to $300.",
      "The financial planning fee may be calculated and charged on a fixed fee basis, typically ranging from $1,000 to $10,000, subject to the specific arrangement reached with the Client.",
      "Maximum hourly Rate of $300"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/kpp-advisory-services-llc-louisville-ky-289507.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 3677,
      "fewer_than_5": false,
      "raum": 729399747.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 318,
      "fewer_than_5": false,
      "raum": 511611935.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289507",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}