# Kotys Wealth Professionals

> Kotys Wealth Professionals is an SEC-registered investment advisory firm in Valparaiso, IN, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 24, 2026.

- CRD: 168156
- Filed as: KOTYS WEALTH PROFESSIONALS
- Legal name: TKG Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Valparaiso, IN
- Filing period: October 2026
- Form ADV filing dated: July 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168156
- AdvisorCensus page: https://advisorcensus.com/firm/kotys-wealth-professionals-valparaiso-in-168156

## Quick answers

**How is Kotys Wealth Professionals compensated?**
On its Form ADV (Item 5.E, October 2026), Kotys Wealth Professionals reports these compensation arrangements: a percentage of assets under its management; hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Kotys Wealth Professionals located?**
Kotys Wealth Professionals' principal office is in Valparaiso, IN, according to its Form ADV.

**Is Kotys Wealth Professionals registered with the SEC or a state?**
Kotys Wealth Professionals is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 168156.

**How much does Kotys Wealth Professionals manage?**
Kotys Wealth Professionals reports $308,018,184 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (100% discretionary).

**How have Kotys Wealth Professionals' assets and staff changed since 2021?**
In the Form ADV data for Kotys Wealth Professionals: Regulatory assets under management: $136,211,764 in the October 2021 data and $308,018,184 in the October 2026 data, up 126%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kotys Wealth Professionals serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (205); high net worth individuals (116).

**Which custodians does Kotys Wealth Professionals use?**
Kotys Wealth Professionals' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Kotys Wealth Professionals report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168156

**What changed in Kotys Wealth Professionals' recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $308,018,184
- Discretionary: $308,018,184
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 205 | $74,464,125 |
| High net worth individuals | 116 | $204,117,175 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,354,070 |
| Charitable organizations | Fewer than 5 | $26,082,814 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2020 (6 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, CA, FL, IL, IN, MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kotyswealthpro.com
- Facebook @kotyswealthprofessionals
- Instagram @kotyswealthpro
- LinkedIn @kotyswealthprofessionals

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $136,211,764 | 6 | March 19, 2021 |
| October 2022 | $181,493,871 | 6 | April 5, 2022 |
| October 2023 | $188,995,881 | 5 | September 26, 2023 |
| October 2024 | $223,430,054 | 8 | June 10, 2024 |
| October 2025 | $272,141,077 | 8 | March 17, 2025 |
| October 2026 | $308,018,184 | 8 | July 24, 2026 |

Regulatory assets under management: $136,211,764 in the October 2021 data and $308,018,184 in the October 2026 data, up 126%.
Total employees: 6 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in FL.

### April 2026
- Regulatory assets under management went from $272,141,077 to $308,018,184 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kotys Wealth Professionals (CRD 168156): Form ADV filing data as of October 2026.