# Kopp Financial

> Kopp Financial is a state-registered investment advisory firm, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 20, 2026.

- CRD: 169118
- Filed as: KOPP FINANCIAL
- Legal name: Kopp Financial, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Wisconsin
- Filing period: October 2026
- Form ADV filing dated: January 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/169118
- AdvisorCensus page: https://advisorcensus.com/firm/kopp-financial-169118

## Quick answers

**How is Kopp Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Kopp Financial reports these compensation arrangements: a percentage of assets under its management.

**Is Kopp Financial registered with the SEC or a state?**
Kopp Financial is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 169118.

**How much does Kopp Financial manage?**
Kopp Financial reports $1,700,000 in regulatory assets under management in its Form ADV filing dated January 20, 2026 (100% discretionary).

**What types of clients does Kopp Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11).

**Does Kopp Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/169118

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $1,700,000
- Discretionary: $1,700,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $1,700,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- koppfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kopp Financial (CRD 169118): Form ADV filing data as of October 2026.