# Koplan & Associates

> Koplan & Associates is a state-registered investment advisory firm in Chattanooga, TN, registered since 2007, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 8, 2026.

- CRD: 143042
- Filed as: KOPLAN & ASSOCIATES
- Legal name: Koplan & Associates LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chattanooga, TN
- Filing period: October 2026
- Form ADV filing dated: April 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/143042
- AdvisorCensus page: https://advisorcensus.com/firm/koplan-and-associates-chattanooga-tn-143042

## Quick answers

**How is Koplan & Associates compensated?**
On its Form ADV (Item 5.E, October 2026), Koplan & Associates reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Koplan & Associates located?**
Koplan & Associates' principal office is in Chattanooga, TN, according to its Form ADV.

**Is Koplan & Associates registered with the SEC or a state?**
Koplan & Associates is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 143042.

**How much does Koplan & Associates manage?**
Koplan & Associates reports $3,585,923 in regulatory assets under management in its Form ADV filing dated April 8, 2026 (100% discretionary).

**What types of clients does Koplan & Associates serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (46); high net worth individuals (3).

**Does Koplan & Associates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/143042

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $3,585,923
- Discretionary: $3,585,923
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 46 | $2,549,636 |
| High net worth individuals | 3 | $1,036,287 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2007 (19 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- koplancpa.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Koplan & Associates (CRD 143042): Form ADV filing data as of October 2026.