# Koob Wealth Management, LLC

> Koob Wealth Management, LLC is an SEC-registered investment advisory firm in White Bear Township, MN, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.

- CRD: 154830
- Filed as: KOOB WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: White Bear Township, MN
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154830
- AdvisorCensus page: https://advisorcensus.com/firm/koob-wealth-management-llc-white-bear-township-mn-154830

## Quick answers

**How is Koob Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Koob Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Koob Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated February 4, 2026 states: Asset-based fee: 0.2% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Koob Wealth Management, LLC located?**
Koob Wealth Management, LLC's principal office is in White Bear Township, MN, according to its Form ADV.

**Is Koob Wealth Management, LLC registered with the SEC or a state?**
Koob Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 154830.

**How much does Koob Wealth Management, LLC manage?**
Koob Wealth Management, LLC reports $171,781,509 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (1% discretionary).

**How have Koob Wealth Management, LLC's assets and staff changed since 2024?**
In the Form ADV data for Koob Wealth Management, LLC: Regulatory assets under management: $125,836,177 in the October 2024 data and $171,781,509 in the October 2026 data, up 37%. Total employees: 2 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Koob Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (71); individuals (other than high net worth individuals) (62).

**Which custodians does Koob Wealth Management, LLC use?**
Koob Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Koob Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154830

**What changed in Koob Wealth Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $150,348,339 to $171,781,509 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 4, 2026)

- Asset-based fee: 0.2% to 1% a year (a range, as the brochure states it)

> The annual fee for asset management services will be between 0.20% and 1.00% There is a minimum account size of $15,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $171,781,509
- Discretionary: $2,022,960
- Non-discretionary: $169,758,549

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 62 | $16,595,789 |
| High net worth individuals | 71 | $155,185,720 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- koobwealthmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $125,836,177 | 2 | June 3, 2024 |
| October 2025 | $150,348,339 | 3 | July 10, 2025 |
| October 2026 | $171,781,509 | 3 | February 4, 2026 |

Regulatory assets under management: $125,836,177 in the October 2024 data and $171,781,509 in the October 2026 data, up 37%.
Total employees: 2 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $150,348,339 to $171,781,509 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Koob Wealth Management, LLC (CRD 154830): Form ADV filing data as of October 2026.