# Kondo Wealth Advisors, Inc > Kondo Wealth Advisors, Inc is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026. - CRD: 175347 - Filed as: KONDO WEALTH ADVISORS, INC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Pasadena, CA - Filing period: October 2026 - Form ADV filing dated: March 10, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/175347 - AdvisorCensus page: https://advisorcensus.com/firm/kondo-wealth-advisors-inc-pasadena-ca-175347 ## Quick answers **How is Kondo Wealth Advisors, Inc compensated?** On its Form ADV (Item 5.E, October 2026), Kondo Wealth Advisors, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). **How much does Kondo Wealth Advisors, Inc charge?** Its Form ADV Part 2A brochure dated March 10, 2026 states: Hourly rate: $495 an hour (financial planning and consulting services); Flat fee: $20,000 (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Kondo Wealth Advisors, Inc located?** Kondo Wealth Advisors, Inc's principal office is in Pasadena, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F). **Is Kondo Wealth Advisors, Inc registered with the SEC or a state?** Kondo Wealth Advisors, Inc is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 175347. **How much does Kondo Wealth Advisors, Inc manage?** Kondo Wealth Advisors, Inc reports $365,077,914 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary). **How have Kondo Wealth Advisors, Inc's assets and staff changed since 2021?** In the Form ADV data for Kondo Wealth Advisors, Inc: Regulatory assets under management: $205,907,457 in the October 2021 data and $365,077,914 in the October 2026 data, up 77%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Kondo Wealth Advisors, Inc serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (243); high net worth individuals (119). **Which custodians does Kondo Wealth Advisors, Inc use?** Kondo Wealth Advisors, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Kondo Wealth Advisors, Inc report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/175347 **What changed in Kondo Wealth Advisors, Inc's recent Form ADV filings?** In the April 2026 filing data: Regulatory assets under management went from $306,385,071 to $365,077,914 (+19%). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026) - Hourly rate: $495 an hour (financial planning and consulting services) > We charge on an hourly or flat fee basis for financial planning and consulting services. Our hourly rate will not exceed $495. - Flat fee: $20,000 (financial planning and consulting services) > We charge on an hourly or flat fee basis for financial planning and consulting services. Our hourly rate will not exceed $495. Flat fees will not exceed $20,000. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $365,077,914 - Discretionary: $365,077,914 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 243 | $97,221,900 | | High net worth individuals | 119 | $259,494,724 | | Charitable organizations | Fewer than 5 | $2,762,677 | | Corporations or other businesses not listed above | Fewer than 5 | $5,598,613 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2015 (11 years) - Employees: 8 total, 2 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA, HI, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the April 2026 filing - Torrance, CA ### Websites listed on Form ADV (Item 1.I) - kondowealthadvisors.com - Facebook @KONDO-WEALTH-ADVISORS-1619812464924100 - LinkedIn @KONDO-WEALTH-ADVISORS - X @i - YouTube @UC6XDYkebsfGpjpgnObZEszw ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $205,907,457 | 8 | September 29, 2021 | | October 2022 | $251,031,215 | 8 | September 27, 2022 | | October 2023 | $230,609,541 | 8 | March 13, 2023 | | October 2024 | $263,809,037 | 7 | March 27, 2024 | | October 2025 | $306,385,071 | 8 | March 14, 2025 | | October 2026 | $365,077,914 | 8 | March 10, 2026 | Regulatory assets under management: $205,907,457 in the October 2021 data and $365,077,914 in the October 2026 data, up 77%. Total employees: 8 in October 2021 and 8 in October 2026. ## Changes in the filing (last 12 months) ### April 2026 - Regulatory assets under management went from $306,385,071 to $365,077,914 (+19%). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kondo Wealth Advisors, Inc (CRD 175347): Form ADV filing data as of October 2026.