{
  "crd_number": 175347,
  "slug": "kondo-wealth-advisors-inc-pasadena-ca-175347",
  "primary_business_name": "KONDO WEALTH ADVISORS, INC",
  "legal_name": "KONDO WEALTH ADVISORS, INC",
  "dbas": [],
  "city": "Pasadena",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-05-20",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-03-10",
  "carried_forward": false,
  "raum_total": 365077914.0,
  "raum_discretionary": 365077914.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2762677.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 97221900.0,
      "count": 243
    },
    "high_net_worth_individuals": {
      "raum": 259494724.0,
      "count": 119
    },
    "corporations_other_businesses": {
      "raum": 5598613.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "HI",
    "TX"
  ],
  "websites": [
    "https://facebook.com/KONDO-WEALTH-ADVISORS-1619812464924100",
    "https://kondowealthadvisors.com",
    "https://linkedin.com/COMPANY/KONDO-WEALTH-ADVISORS",
    "https://x.com/i/flow/login?redirect_after_login=%2FKondoWealth",
    "https://youtube.com/channel/UC6XDYkebsfGpjpgnObZEszw/featured"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/175347",
  "city_as_filed": "PASADENA",
  "url": "https://advisorcensus.com/firm/kondo-wealth-advisors-inc-pasadena-ca-175347",
  "display_name": "Kondo Wealth Advisors, Inc",
  "summary": "Kondo Wealth Advisors, Inc is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.",
  "citation": "AdvisorCensus. Kondo Wealth Advisors, Inc (CRD 175347): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Kondo Wealth Advisors, Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kondo Wealth Advisors, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Kondo Wealth Advisors, Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated March 10, 2026 states: Hourly rate: $495 an hour (financial planning and consulting services); Flat fee: $20,000 (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Kondo Wealth Advisors, Inc located?",
      "a": "Kondo Wealth Advisors, Inc's principal office is in Pasadena, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Kondo Wealth Advisors, Inc registered with the SEC or a state?",
      "a": "Kondo Wealth Advisors, Inc is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 175347."
    },
    {
      "q": "How much does Kondo Wealth Advisors, Inc manage?",
      "a": "Kondo Wealth Advisors, Inc reports $365,077,914 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary)."
    },
    {
      "q": "How have Kondo Wealth Advisors, Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Kondo Wealth Advisors, Inc: Regulatory assets under management: $205,907,457 in the October 2021 data and $365,077,914 in the October 2026 data, up 77%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Kondo Wealth Advisors, Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (243); high net worth individuals (119)."
    },
    {
      "q": "Which custodians does Kondo Wealth Advisors, Inc use?",
      "a": "Kondo Wealth Advisors, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Kondo Wealth Advisors, Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/175347"
    },
    {
      "q": "What changed in Kondo Wealth Advisors, Inc's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $306,385,071 to $365,077,914 (+19%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 205907457.0,
      "total_employees": 8,
      "filing_date": "2021-09-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 251031215.0,
      "total_employees": 8,
      "filing_date": "2022-09-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 230609541.0,
      "total_employees": 8,
      "filing_date": "2023-03-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 263809037.0,
      "total_employees": 7,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 306385071.0,
      "total_employees": 8,
      "filing_date": "2025-03-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 365077914.0,
      "total_employees": 8,
      "filing_date": "2026-03-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $306,385,071 to $365,077,914 (+19%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 10, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $495 an hour (financial planning and consulting services)",
      "Flat fee: $20,000 (financial planning and consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $495 an hour (financial planning and consulting services)"
        ],
        "quotes": [
          "We charge on an hourly or flat fee basis for financial planning and consulting services. Our hourly rate will not exceed $495."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $20,000 (financial planning and consulting services)"
        ],
        "quotes": [
          "We charge on an hourly or flat fee basis for financial planning and consulting services. Our hourly rate will not exceed $495. Flat fees will not exceed $20,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 495.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial planning and consulting services"
        },
        {
          "kind": "flat",
          "amount": 20000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "financial planning and consulting services"
        }
      ]
    },
    "quotes": [
      "We charge on an hourly or flat fee basis for financial planning and consulting services. Our hourly rate will not exceed $495.",
      "We charge on an hourly or flat fee basis for financial planning and consulting services. Our hourly rate will not exceed $495. Flat fees will not exceed $20,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/kondo-wealth-advisors-inc-pasadena-ca-175347.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 243,
      "fewer_than_5": false,
      "raum": 97221900.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 119,
      "fewer_than_5": false,
      "raum": 259494724.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 2762677.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 5598613.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/175347",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}