{ "crd_number": 335041, "slug": "kompass-kapital-advisors-llc-overland-park-ks-335041", "primary_business_name": "KOMPASS KAPITAL ADVISORS, LLC", "legal_name": "KOMPASS KAPITAL ADVISORS, LLC", "dbas": [], "city": "Overland Park", "state": "KS", "country": "United States", "cbsa_code": "28140", "metro": { "cbsa_code": "28140", "common_name": "Kansas City", "msa_name": "Kansas City, MO-KS", "path": "/advisors/mo/kansas-city" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-06-05", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-08-11", "carried_forward": false, "raum_total": 116628065.0, "raum_discretionary": 0.0, "raum_non_discretionary": 116628065.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 116628065.0, "count": null, "description": "LIMITED LIABILITY COMPANY", "fewer_than_5": true } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "KS" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335041", "city_as_filed": "OVERLAND PARK", "url": "https://advisorcensus.com/firm/kompass-kapital-advisors-llc-overland-park-ks-335041", "display_name": "Kompass Kapital Advisors, LLC", "summary": "Kompass Kapital Advisors, LLC is an SEC-registered investment advisory firm in Overland Park, KS, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 11, 2026.", "citation": "AdvisorCensus. Kompass Kapital Advisors, LLC (CRD 335041): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Kompass Kapital Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Kompass Kapital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Kompass Kapital Advisors, LLC located?", "a": "Kompass Kapital Advisors, LLC's principal office is in Overland Park, KS, according to its Form ADV." }, { "q": "Is Kompass Kapital Advisors, LLC registered with the SEC or a state?", "a": "Kompass Kapital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335041." }, { "q": "How much does Kompass Kapital Advisors, LLC manage?", "a": "Kompass Kapital Advisors, LLC reports $116,628,065 in regulatory assets under management in its Form ADV filing dated August 11, 2026 (0% discretionary)." }, { "q": "How have Kompass Kapital Advisors, LLC's assets and staff changed since 2025?", "a": "In the Form ADV data for Kompass Kapital Advisors, LLC: Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Does Kompass Kapital Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335041" }, { "q": "Does Kompass Kapital Advisors, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated August 11, 2026 says: \"For its services, Kompass Advisors does not require a minimum dollar value in assets for establishing or maintaining a client’s account, but the firm reserves the right to decline engagements for various reasons including account size.\"" } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2025-05-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": 116628065.0, "total_employees": 2, "filing_date": "2026-08-11" } ], "recent_changes": [], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated August 11, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "For its services, Kompass Advisors does not require a minimum dollar value in assets for establishing or maintaining a client’s account, but the firm reserves the right to decline engagements for various reasons including account size." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "For its services, Kompass Advisors does not require a minimum dollar value in assets for establishing or maintaining a client’s account, but the firm reserves the right to decline engagements for various reasons including account size." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/kompass-kapital-advisors-llc-overland-park-ks-335041.md", "clients": [ { "type": "other", "label": "Other", "count": null, "fewer_than_5": true, "raum": 116628065.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335041", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }