{
  "crd_number": 135401,
  "slug": "kompass-financial-advisors-inc-wauneta-ne-135401",
  "primary_business_name": "KOMPASS FINANCIAL ADVISORS, INC.",
  "legal_name": "KOMPASS FINANCIAL ADVISORS, INC.",
  "dbas": [],
  "city": "Wauneta",
  "state": "NE",
  "country": "United States",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2005-07-12",
  "years_registered": 21,
  "period": "2026-10-01",
  "filing_date": "2026-08-26",
  "carried_forward": false,
  "raum_total": 9751774.0,
  "raum_discretionary": 9751774.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 6545495.0,
      "count": 30
    },
    "high_net_worth_individuals": {
      "raum": 3206279.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CO",
    "KS",
    "NE"
  ],
  "websites": [
    "https://kompassfinancial.com",
    "https://linkedin.com/in/josh-taylor-cfp-clu-b566388"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/135401",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "WAUNETA",
  "url": "https://advisorcensus.com/firm/kompass-financial-advisors-inc-wauneta-ne-135401",
  "display_name": "Kompass Financial Advisors, Inc.",
  "summary": "Kompass Financial Advisors, Inc. is a state-registered investment advisory firm in Wauneta, NE, registered since 2005, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.",
  "citation": "AdvisorCensus. Kompass Financial Advisors, Inc. (CRD 135401): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Kompass Financial Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kompass Financial Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Kompass Financial Advisors, Inc. located?",
      "a": "Kompass Financial Advisors, Inc.'s principal office is in Wauneta, NE, according to its Form ADV."
    },
    {
      "q": "Is Kompass Financial Advisors, Inc. registered with the SEC or a state?",
      "a": "Kompass Financial Advisors, Inc. is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 135401."
    },
    {
      "q": "How much does Kompass Financial Advisors, Inc. manage?",
      "a": "Kompass Financial Advisors, Inc. reports $9,751,774 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Kompass Financial Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (30); high net worth individuals (2)."
    },
    {
      "q": "Does Kompass Financial Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135401"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/kompass-financial-advisors-inc-wauneta-ne-135401.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 30,
      "fewer_than_5": false,
      "raum": 6545495.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2,
      "fewer_than_5": true,
      "raum": 3206279.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/135401",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}