# Kohlberg & Company

> Kohlberg & Company is an SEC-registered investment advisory firm in Mount Kisco, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 22, 2026.

- CRD: 160745
- Filed as: KOHLBERG & COMPANY
- Legal name: Kohlberg & Co., L.L.C.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mount Kisco, NY
- Filing period: October 2026
- Form ADV filing dated: May 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160745
- AdvisorCensus page: https://advisorcensus.com/firm/kohlberg-and-company-mount-kisco-ny-160745

## Quick answers

**How is Kohlberg & Company compensated?**
On its Form ADV (Item 5.E, October 2026), Kohlberg & Company reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Kohlberg & Company located?**
Kohlberg & Company's principal office is in Mount Kisco, NY, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Kohlberg & Company registered with the SEC or a state?**
Kohlberg & Company is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160745.

**How much does Kohlberg & Company manage?**
Kohlberg & Company reports $17,148,640,042 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (95% discretionary).

**How have Kohlberg & Company's assets and staff changed since 2021?**
In the Form ADV data for Kohlberg & Company: Regulatory assets under management: $7,769,833,598 in the October 2021 data and $17,148,640,042 in the October 2026 data, up 121%. Total employees: 53 in October 2021 and 91 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kohlberg & Company serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (40).

**Does Kohlberg & Company report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160745

**What changed in Kohlberg & Company's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 58 to 60. Its Item 11 disclosure answers changed. No longer lists an office in Portola Valley, CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $17,148,640,042
- Discretionary: $16,253,334,337
- Non-discretionary: $895,305,705

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 40 | $17,148,640,042 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 91 total, 60 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Concord, MA
- Mount Kisco, NY
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- kohlberg.com
- LinkedIn @kohlberg-&-company

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $7,769,833,598 | 53 | August 18, 2021 |
| October 2022 | $8,605,104,494 | 62 | September 7, 2022 |
| October 2023 | $11,829,124,266 | 76 | April 24, 2023 |
| October 2024 | $13,921,314,019 | 85 | March 28, 2024 |
| October 2025 | $17,024,681,312 | 84 | April 3, 2025 |
| October 2026 | $17,148,640,042 | 91 | May 22, 2026 |

Regulatory assets under management: $7,769,833,598 in the October 2021 data and $17,148,640,042 in the October 2026 data, up 121%.
Total employees: 53 in October 2021 and 91 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 58 to 60.
- Its Item 11 disclosure answers changed.
- No longer lists an office in Portola Valley, CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kohlberg & Company (CRD 160745): Form ADV filing data as of October 2026.