{
  "crd_number": 160745,
  "slug": "kohlberg-and-company-mount-kisco-ny-160745",
  "primary_business_name": "KOHLBERG & COMPANY",
  "legal_name": "KOHLBERG & CO., L.L.C.",
  "dbas": [],
  "city": "Mount Kisco",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-03-30",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-05-22",
  "carried_forward": false,
  "raum_total": 17148640042.0,
  "raum_discretionary": 16253334337.0,
  "raum_non_discretionary": 895305705.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 91,
  "advisory_employees": 60,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 17148640042.0,
      "count": 40
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "MA"
  ],
  "websites": [
    "https://kohlberg.com",
    "https://linkedin.com/company/kohlberg-&-company/mycompany"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160745",
  "city_as_filed": "MOUNT KISCO",
  "url": "https://advisorcensus.com/firm/kohlberg-and-company-mount-kisco-ny-160745",
  "display_name": "Kohlberg & Company",
  "summary": "Kohlberg & Company is an SEC-registered investment advisory firm in Mount Kisco, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 22, 2026.",
  "citation": "AdvisorCensus. Kohlberg & Company (CRD 160745): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Kohlberg & Company compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kohlberg & Company reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Kohlberg & Company located?",
      "a": "Kohlberg & Company's principal office is in Mount Kisco, NY, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Kohlberg & Company registered with the SEC or a state?",
      "a": "Kohlberg & Company is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160745."
    },
    {
      "q": "How much does Kohlberg & Company manage?",
      "a": "Kohlberg & Company reports $17,148,640,042 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (95% discretionary)."
    },
    {
      "q": "How have Kohlberg & Company's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Kohlberg & Company: Regulatory assets under management: $7,769,833,598 in the October 2021 data and $17,148,640,042 in the October 2026 data, up 121%. Total employees: 53 in October 2021 and 91 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Kohlberg & Company serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (40)."
    },
    {
      "q": "Does Kohlberg & Company report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160745"
    },
    {
      "q": "What changed in Kohlberg & Company's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 58 to 60. Its Item 11 disclosure answers changed. No longer lists an office in Portola Valley, CA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 7769833598.0,
      "total_employees": 53,
      "filing_date": "2021-08-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 8605104494.0,
      "total_employees": 62,
      "filing_date": "2022-09-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 11829124266.0,
      "total_employees": 76,
      "filing_date": "2023-04-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 13921314019.0,
      "total_employees": 85,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 17024681312.0,
      "total_employees": 84,
      "filing_date": "2025-04-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 17148640042.0,
      "total_employees": 91,
      "filing_date": "2026-05-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 58 to 60.",
        "Its Item 11 disclosure answers changed.",
        "No longer lists an office in Portola Valley, CA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/kohlberg-and-company-mount-kisco-ny-160745.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 40,
      "fewer_than_5": false,
      "raum": 17148640042.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160745",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}