# Koenig Investment Advisory, LLC

> Koenig Investment Advisory, LLC is an SEC-registered investment advisory firm in Ashland, OR, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 2, 2026.

- CRD: 311422
- Filed as: KOENIG INVESTMENT ADVISORY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ashland, OR
- Filing period: October 2026
- Form ADV filing dated: February 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/311422
- AdvisorCensus page: https://advisorcensus.com/firm/koenig-investment-advisory-llc-ashland-or-311422

## Quick answers

**How is Koenig Investment Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Koenig Investment Advisory, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Koenig Investment Advisory, LLC located?**
Koenig Investment Advisory, LLC's principal office is in Ashland, OR, according to its Form ADV.

**Is Koenig Investment Advisory, LLC registered with the SEC or a state?**
Koenig Investment Advisory, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 311422.

**How much does Koenig Investment Advisory, LLC manage?**
Koenig Investment Advisory, LLC reports $258,181,429 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (100% discretionary).

**How have Koenig Investment Advisory, LLC's assets and staff changed since 2021?**
In the Form ADV data for Koenig Investment Advisory, LLC: Regulatory assets under management: $199,781,708 in the October 2021 data and $258,181,429 in the October 2026 data, up 29%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Koenig Investment Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (179); high net worth individuals (114).

**Which custodians does Koenig Investment Advisory, LLC use?**
Koenig Investment Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab Investment Advisory, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Koenig Investment Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311422

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab Investment Advisory, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $258,181,429
- Discretionary: $258,181,429
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 179 | $43,733,703 |
| High net worth individuals | 114 | $211,868,493 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $829,195 |
| Charitable organizations | Fewer than 5 | $1,080,942 |
| Corporations or other businesses not listed above | Fewer than 5 | $669,096 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2020 (5 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, ID, NE, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- koeniginvestment.com
- Facebook @koeniginvestmentadvisory
- LinkedIn @koenig-investment-advisory

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $199,781,708 | 3 | April 30, 2021 |
| October 2022 | $214,032,937 | 4 | January 27, 2022 |
| October 2023 | $192,528,325 | 3 | June 14, 2023 |
| October 2024 | $226,163,831 | 3 | January 22, 2024 |
| October 2025 | $240,549,891 | 3 | January 28, 2025 |
| October 2026 | $258,181,429 | 3 | February 2, 2026 |

Regulatory assets under management: $199,781,708 in the October 2021 data and $258,181,429 in the October 2026 data, up 29%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Koenig Investment Advisory, LLC (CRD 311422): Form ADV filing data as of October 2026.