# KO Financial

> KO Financial is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 8, 2026.

- CRD: 309172
- Filed as: KO FINANCIAL
- Legal name: Kevin a Oneil Ltd
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Virginia
- Filing period: October 2026
- Form ADV filing dated: May 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/309172
- AdvisorCensus page: https://advisorcensus.com/firm/ko-financial-309172

## Quick answers

**How is KO Financial compensated?**
On its Form ADV (Item 5.E, October 2026), KO Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is KO Financial registered with the SEC or a state?**
KO Financial is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 309172.

**How much does KO Financial manage?**
KO Financial reports $19,257,000 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (80% discretionary).

**What types of clients does KO Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Does KO Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309172

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $19,257,000
- Discretionary: $15,419,000
- Non-discretionary: $3,838,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $15,557,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $3,700,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ko.financial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. KO Financial (CRD 309172): Form ADV filing data as of October 2026.