{
  "crd_number": 289094,
  "slug": "knox-avenue-financial-corp-st-paul-mn-289094",
  "primary_business_name": "KNOX AVENUE FINANCIAL CORP.",
  "legal_name": "KNOX AVENUE FINANCIAL CORP.",
  "dbas": [],
  "city": "St. Paul",
  "state": "MN",
  "country": "United States",
  "cbsa_code": "33460",
  "metro": {
    "cbsa_code": "33460",
    "common_name": "Minneapolis",
    "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI",
    "path": "/advisors/mn/minneapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-05-19",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-07-28",
  "carried_forward": false,
  "raum_total": 144725154.0,
  "raum_discretionary": 127942082.0,
  "raum_non_discretionary": 16783072.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 344511.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 42313484.0,
      "count": 175
    },
    "pension_profit_sharing": {
      "raum": 8987167.0,
      "count": 6
    },
    "high_net_worth_individuals": {
      "raum": 93079992.0,
      "count": 46
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MN",
    "TX"
  ],
  "websites": [
    "https://knoxavenuefinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289094",
  "city_as_filed": "ST. PAUL",
  "url": "https://advisorcensus.com/firm/knox-avenue-financial-corp-st-paul-mn-289094",
  "display_name": "Knox Avenue Financial Corp.",
  "summary": "Knox Avenue Financial Corp. is an SEC-registered investment advisory firm in St. Paul, MN, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 28, 2026.",
  "citation": "AdvisorCensus. Knox Avenue Financial Corp. (CRD 289094): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Knox Avenue Financial Corp. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Knox Avenue Financial Corp. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Knox Avenue Financial Corp. located?",
      "a": "Knox Avenue Financial Corp.'s principal office is in St. Paul, MN, according to its Form ADV."
    },
    {
      "q": "Is Knox Avenue Financial Corp. registered with the SEC or a state?",
      "a": "Knox Avenue Financial Corp. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 289094."
    },
    {
      "q": "How much does Knox Avenue Financial Corp. manage?",
      "a": "Knox Avenue Financial Corp. reports $144,725,154 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (88% discretionary)."
    },
    {
      "q": "How have Knox Avenue Financial Corp.'s assets and staff changed since 2025?",
      "a": "In the Form ADV data for Knox Avenue Financial Corp.: Regulatory assets under management: $118,929,883 in the October 2025 data and $144,725,154 in the October 2026 data, up 22%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Knox Avenue Financial Corp. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (175); high net worth individuals (46); pension and profit sharing plans (but not the plan participants or government pension plans) (6)."
    },
    {
      "q": "Which custodians does Knox Avenue Financial Corp. use?",
      "a": "Knox Avenue Financial Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Knox Avenue Financial Corp. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289094"
    },
    {
      "q": "Does Knox Avenue Financial Corp. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 28, 2026 says: \"Knox Avenue Financial Corp. offers investment advisory services to individuals and small businesses. There is no minimum account size to open and maintain an advisory account.\""
    },
    {
      "q": "What changed in Knox Avenue Financial Corp.'s recent Form ADV filings?",
      "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 118929883.0,
      "total_employees": 1,
      "filing_date": "2025-05-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 144725154.0,
      "total_employees": 1,
      "filing_date": "2026-07-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $118,929,883 to $144,725,154 (+22%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 28, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Knox Avenue Financial Corp. offers investment advisory services to individuals and small businesses. There is no minimum account size to open and maintain an advisory account."
        ]
      }
    ],
    "quotes": [
      "Knox Avenue Financial Corp. offers investment advisory services to individuals and small businesses. There is no minimum account size to open and maintain an advisory account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/knox-avenue-financial-corp-st-paul-mn-289094.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 175,
      "fewer_than_5": false,
      "raum": 42313484.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 46,
      "fewer_than_5": false,
      "raum": 93079992.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 8987167.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 344511.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289094",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}