{
  "crd_number": 132887,
  "slug": "km-capital-management-ltd-austin-tx-132887",
  "primary_business_name": "KM CAPITAL MANAGEMENT, LTD.",
  "legal_name": "KM CAPITAL MANAGEMENT, LTD.",
  "dbas": [],
  "city": "Austin",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "12420",
  "metro": {
    "cbsa_code": "12420",
    "common_name": "Austin",
    "msa_name": "Austin-Round Rock-San Marcos, TX",
    "path": "/advisors/tx/austin"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-04-12",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 374418021.0,
  "raum_discretionary": 268614179.0,
  "raum_non_discretionary": 105803842.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 3869148.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 3800821.0,
      "count": 16
    },
    "high_net_worth_individuals": {
      "raum": 294419126.0,
      "count": 23
    },
    "pooled_investment_vehicles": {
      "raum": 72328926.0,
      "count": 2
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://kmcapitalmgt.com",
    "https://linkedin.com/COMPANY/KM-CAPITAL-MANAGEMENT"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132887",
  "city_as_filed": "AUSTIN",
  "url": "https://advisorcensus.com/firm/km-capital-management-ltd-austin-tx-132887",
  "display_name": "KM Capital Management, Ltd.",
  "summary": "KM Capital Management, Ltd. is an SEC-registered investment advisory firm in Austin, TX, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. KM Capital Management, Ltd. (CRD 132887): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is KM Capital Management, Ltd. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), KM Capital Management, Ltd. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "What does KM Capital Management, Ltd.'s brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $999,999: 1.5% a year; $1,000,000 to $4,999,999: 1.25% a year; $5,000,000 to $9,999,999: 1% a year; Above $9,999,999: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is KM Capital Management, Ltd. located?",
      "a": "KM Capital Management, Ltd.'s principal office is in Austin, TX, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is KM Capital Management, Ltd. registered with the SEC or a state?",
      "a": "KM Capital Management, Ltd. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 132887."
    },
    {
      "q": "How much does KM Capital Management, Ltd. manage?",
      "a": "KM Capital Management, Ltd. reports $374,418,021 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (72% discretionary)."
    },
    {
      "q": "How have KM Capital Management, Ltd.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for KM Capital Management, Ltd.: Regulatory assets under management: $245,060,614 in the October 2021 data and $374,418,021 in the October 2026 data, up 53%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does KM Capital Management, Ltd. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (23); individuals (other than high net worth individuals) (16); pooled investment vehicles (other than investment companies and business development companies) (2)."
    },
    {
      "q": "Which custodians does KM Capital Management, Ltd. use?",
      "a": "KM Capital Management, Ltd.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does KM Capital Management, Ltd. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132887"
    },
    {
      "q": "Does KM Capital Management, Ltd. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"KMC generally requires a minimum amount of assets or $2,500,000 (cash or securities) to be deposited to an account for the purpose of obtaining asset management services. However, KMC may waive the minimum account size requirement at its discretion.\""
    },
    {
      "q": "What changed in KM Capital Management, Ltd.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 245060614.0,
      "total_employees": 7,
      "filing_date": "2021-06-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 265161383.0,
      "total_employees": 7,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 248652872.0,
      "total_employees": 7,
      "filing_date": "2023-05-02"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 307905099.0,
      "total_employees": 7,
      "filing_date": "2024-04-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 356825630.0,
      "total_employees": 8,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 374418021.0,
      "total_employees": 9,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [
      {
        "band": "Up to $999,999",
        "rate": "1.5%"
      },
      {
        "band": "$1,000,000 to $4,999,999",
        "rate": "1.25%"
      },
      {
        "band": "$5,000,000 to $9,999,999",
        "rate": "1%"
      },
      {
        "band": "Above $9,999,999",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$2,500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $999,999: 1.5% a year",
          "$1,000,000 to $4,999,999: 1.25% a year",
          "$5,000,000 to $9,999,999: 1% a year",
          "Above $9,999,999: see the brochure"
        ],
        "quotes": [
          "Fee Schedule\nAccount Size Annual Fee\n$0 to $999,999 1.50%\n$1,000,000 to $4,999,999 1.25%\n$5,000,000 to $9,999,999 1.00%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $2,500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "KMC generally requires a minimum amount of assets or $2,500,000 (cash or securities) to be deposited to an account for the purpose of obtaining asset management services. However, KMC may waive the minimum account size requirement at its discretion."
        ]
      }
    ],
    "quotes": [
      "Fee Schedule\nAccount Size Annual Fee\n$0 to $999,999 1.50%\n$1,000,000 to $4,999,999 1.25%\n$5,000,000 to $9,999,999 1.00%",
      "KMC generally requires a minimum amount of assets or $2,500,000 (cash or securities) to be deposited to an account for the purpose of obtaining asset management services. However, KMC may waive the minimum account size requirement at its discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/km-capital-management-ltd-austin-tx-132887.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 3800821.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 23,
      "fewer_than_5": false,
      "raum": 294419126.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 72328926.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 3869148.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132887",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}