{
  "crd_number": 285582,
  "slug": "klosters-capital-miami-fl-285582",
  "primary_business_name": "KLOSTERS CAPITAL",
  "legal_name": "KLOSTERS CAPITAL LLC",
  "dbas": [],
  "city": "Miami",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-11-10",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-19",
  "carried_forward": false,
  "raum_total": 495627896.0,
  "raum_discretionary": 57175314.0,
  "raum_non_discretionary": 438452582.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 7,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 4824171.0,
      "count": 11
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 214572046.0,
      "count": 26
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 276231679.0,
      "count": 12
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL"
  ],
  "websites": [
    "https://klosters-capital.com",
    "https://linkedin.com/company/klosterscapital/about"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285582",
  "city_as_filed": "MIAMI",
  "url": "https://advisorcensus.com/firm/klosters-capital-miami-fl-285582",
  "display_name": "Klosters Capital",
  "summary": "Klosters Capital is an SEC-registered investment advisory firm in Miami, FL, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.",
  "citation": "AdvisorCensus. Klosters Capital (CRD 285582): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Klosters Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Klosters Capital reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "What does Klosters Capital's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 19, 2026 states: Up to $1,000,000: 1.25% a year; $1,000,001 to $10,000,000: 1% a year; $10,000,001 to $20,000,000: 0.75% a year; $20,000,001 to $50,000,000: 0.6% a year; Above $50,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Klosters Capital located?",
      "a": "Klosters Capital's principal office is in Miami, FL, according to its Form ADV."
    },
    {
      "q": "Is Klosters Capital registered with the SEC or a state?",
      "a": "Klosters Capital is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285582."
    },
    {
      "q": "How much does Klosters Capital manage?",
      "a": "Klosters Capital reports $495,627,896 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (12% discretionary)."
    },
    {
      "q": "How have Klosters Capital's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Klosters Capital: Regulatory assets under management: $329,375,001 in the October 2021 data and $495,627,896 in the October 2026 data, up 50%. Total employees: 4 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Klosters Capital serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (26); corporations or other businesses not listed above (12); individuals (other than high net worth individuals) (11)."
    },
    {
      "q": "Which custodians does Klosters Capital use?",
      "a": "Klosters Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Banco Santander, Morgan Stanley & Co. LLC and UBS as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Klosters Capital report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285582"
    },
    {
      "q": "Does Klosters Capital state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 19, 2026 says: \"The minimum amount for establishing an Account is generally $1,000,000. Initial account sizes of a lesser amount may be accepted at Adviser’s discretion.\""
    },
    {
      "q": "What changed in Klosters Capital's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $432,701,634 to $495,627,896 (+15%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 329375001.0,
      "total_employees": 4,
      "filing_date": "2021-04-15"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 390311329.0,
      "total_employees": 5,
      "filing_date": "2022-03-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 362975065.0,
      "total_employees": 5,
      "filing_date": "2023-02-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 399920955.0,
      "total_employees": 7,
      "filing_date": "2024-02-16"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 432701634.0,
      "total_employees": 8,
      "filing_date": "2025-02-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 495627896.0,
      "total_employees": 7,
      "filing_date": "2026-03-19"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 3.",
        "Regulatory assets under management went from $432,701,634 to $495,627,896 (+15%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 19, 2026",
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1.25%"
      },
      {
        "band": "$1,000,001 to $10,000,000",
        "rate": "1%"
      },
      {
        "band": "$10,000,001 to $20,000,000",
        "rate": "0.75%"
      },
      {
        "band": "$20,000,001 to $50,000,000",
        "rate": "0.6%"
      },
      {
        "band": "Above $50,000,001",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1.25% a year",
          "$1,000,001 to $10,000,000: 1% a year",
          "$10,000,001 to $20,000,000: 0.75% a year",
          "$20,000,001 to $50,000,000: 0.6% a year",
          "Above $50,000,001: 0.5% a year"
        ],
        "quotes": [
          "Klosters Capital LLC Management Fee Schedule Account Value Fee Percentage Up to $1,000,000 1.25% $1,000,001 - $10,000,000 1.00% $10,000,001 - $20,000,000 0.75% $20,000,001 - $50,000,000 0.60% Over $50,000,000 0.50%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum amount for establishing an Account is generally $1,000,000. Initial account sizes of a lesser amount may be accepted at Adviser’s discretion."
        ]
      }
    ],
    "quotes": [
      "Klosters Capital LLC Management Fee Schedule Account Value Fee Percentage Up to $1,000,000 1.25% $1,000,001 - $10,000,000 1.00% $10,000,001 - $20,000,000 0.75% $20,000,001 - $50,000,000 0.60% Over $50,000,000 0.50%",
      "The minimum amount for establishing an Account is generally $1,000,000. Initial account sizes of a lesser amount may be accepted at Adviser’s discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Banco Santander",
      "name_as_filed": "BANCO SANTANDER",
      "affiliated": false
    },
    {
      "name": "Morgan Stanley & Co. LLC",
      "name_as_filed": "MORGAN STANLEY & CO. LLC",
      "affiliated": false
    },
    {
      "name": "UBS",
      "name_as_filed": "UBS",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/klosters-capital-miami-fl-285582.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 4824171.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 26,
      "fewer_than_5": false,
      "raum": 214572046.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 12,
      "fewer_than_5": false,
      "raum": 276231679.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285582",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}