# Klopp Investment Management LLC

> Klopp Investment Management LLC is a state-registered investment advisory firm in Cleveland, OH, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 106145
- Filed as: KLOPP INVESTMENT MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Cleveland, OH
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/106145
- AdvisorCensus page: https://advisorcensus.com/firm/klopp-investment-management-llc-cleveland-oh-106145

## Quick answers

**How is Klopp Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Klopp Investment Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Klopp Investment Management LLC located?**
Klopp Investment Management LLC's principal office is in Cleveland, OH, according to its Form ADV.

**Is Klopp Investment Management LLC registered with the SEC or a state?**
Klopp Investment Management LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 106145.

**How much does Klopp Investment Management LLC manage?**
Klopp Investment Management LLC reports $110,606,884 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**What types of clients does Klopp Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (72); pension and profit sharing plans (but not the plan participants or government pension plans) (30); high net worth individuals (17).

**Does Klopp Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/106145

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $110,606,884
- Discretionary: $110,606,884
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 72 | $37,427,159 |
| High net worth individuals | 17 | $58,063,153 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 30 | $14,350,748 |
| Charitable organizations | 1 | $765,824 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, IL, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kloppinvestment.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Klopp Investment Management LLC (CRD 106145): Form ADV filing data as of October 2026.