# Klingenstein Fields Advisors

> Klingenstein Fields Advisors is an SEC-registered investment advisory firm in New York, NY, registered since 2019, with no regulatory assets under management reported in its Form ADV filing dated July 1, 2026.

- CRD: 304186
- Filed as: KLINGENSTEIN FIELDS ADVISORS
- Legal name: KF Group, LP
- Also doing business as: KLINGENSTEIN FIELDS ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304186
- AdvisorCensus page: https://advisorcensus.com/firm/klingenstein-fields-advisors-new-york-ny-304186

## Quick answers

**How is Klingenstein Fields Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Klingenstein Fields Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Klingenstein Fields Advisors charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Klingenstein Fields Advisors located?**
Klingenstein Fields Advisors' principal office is in New York, NY, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Klingenstein Fields Advisors registered with the SEC or a state?**
Klingenstein Fields Advisors is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304186.

**How have Klingenstein Fields Advisors' assets and staff changed since 2021?**
In the Form ADV data for Klingenstein Fields Advisors: Total employees: 5 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Klingenstein Fields Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (44); charitable organizations (13); individuals (other than high net worth individuals) (5).

**Does Klingenstein Fields Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304186

**What changed in Klingenstein Fields Advisors' recent Form ADV filings?**
In the April 2026 filing data: Registered or notice-filed in CT, NJ, PA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> For its wealth management and investment consulting services, KF Advisors charges a fee based upon the total market value of all managed assets in a client’s account at an annual rate that ranges up to 1.00% percent annually

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $0 |
| High net worth individuals | 44 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $0 |
| Charitable organizations | 13 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2019 (7 years)
- Employees: 7 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, NJ, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- West Palm Beach, FL

### Websites listed on Form ADV (Item 1.I)
- klingenstein.com
- Instagram @klingensteinfieldsadvisors
- LinkedIn @KLINGENSTEIN-FIELDS
- LinkedIn @solaris-group-llc
- YouTube @UCn5QmtZImDHOpi_8ok1kupA
- X @KFADVISORS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 5 | May 27, 2021 |
| October 2022 | Not reported | 5 | March 30, 2022 |
| October 2023 | Not reported | 7 | May 26, 2023 |
| October 2024 | Not reported | 7 | March 28, 2024 |
| October 2025 | Not reported | 7 | March 31, 2025 |
| October 2026 | Not reported | 7 | July 1, 2026 |

Total employees: 5 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Registered or notice-filed in CT, NJ, PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Klingenstein Fields Advisors (CRD 304186): Form ADV filing data as of October 2026.