# Klimis & Associates Advisory, Inc.

> Klimis & Associates Advisory, Inc. is a state-registered investment advisory firm in Palm Harbor, FL, registered since 1991, with no regulatory assets under management reported in its Form ADV filing dated February 4, 2026.

- CRD: 142179
- Filed as: KLIMIS & ASSOCIATES ADVISORY, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Palm Harbor, FL
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/142179
- AdvisorCensus page: https://advisorcensus.com/firm/klimis-and-associates-advisory-inc-palm-harbor-fl-142179

## Quick answers

**How is Klimis & Associates Advisory, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Klimis & Associates Advisory, Inc. reports these compensation arrangements: fixed fees (other than subscription fees).

**Where is Klimis & Associates Advisory, Inc. located?**
Klimis & Associates Advisory, Inc.'s principal office is in Palm Harbor, FL, according to its Form ADV.

**Is Klimis & Associates Advisory, Inc. registered with the SEC or a state?**
Klimis & Associates Advisory, Inc. is a state-registered investment advisory firm, registered since 1991. Status as filed: APPROVED. CRD 142179.

**Does Klimis & Associates Advisory, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142179

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 1991 (34 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142179

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @michael-klimis-aa6b0791

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Klimis & Associates Advisory, Inc. (CRD 142179): Form ADV filing data as of October 2026.