{
  "crd_number": 142179,
  "slug": "klimis-and-associates-advisory-inc-palm-harbor-fl-142179",
  "primary_business_name": "KLIMIS & ASSOCIATES ADVISORY, INC.",
  "legal_name": "KLIMIS & ASSOCIATES ADVISORY, INC.",
  "dbas": [],
  "city": "Palm Harbor",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "45300",
  "metro": {
    "cbsa_code": "45300",
    "common_name": "Tampa",
    "msa_name": "Tampa-St. Petersburg-Clearwater, FL",
    "path": "/advisors/fl/tampa"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "1991-12-18",
  "years_registered": 34,
  "period": "2026-10-01",
  "filing_date": "2026-02-04",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed"
  ],
  "advisory_activities": [
    "financial_planning"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "FL"
  ],
  "websites": [
    "https://linkedin.com/in/michael-klimis-aa6b0791"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142179",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "PALM HARBOR",
  "url": "https://advisorcensus.com/firm/klimis-and-associates-advisory-inc-palm-harbor-fl-142179",
  "display_name": "Klimis & Associates Advisory, Inc.",
  "summary": "Klimis & Associates Advisory, Inc. is a state-registered investment advisory firm in Palm Harbor, FL, registered since 1991, with no regulatory assets under management reported in its Form ADV filing dated February 4, 2026.",
  "citation": "AdvisorCensus. Klimis & Associates Advisory, Inc. (CRD 142179): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services"
  ],
  "quick_answers": [
    {
      "q": "How is Klimis & Associates Advisory, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Klimis & Associates Advisory, Inc. reports these compensation arrangements: fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Klimis & Associates Advisory, Inc. located?",
      "a": "Klimis & Associates Advisory, Inc.'s principal office is in Palm Harbor, FL, according to its Form ADV."
    },
    {
      "q": "Is Klimis & Associates Advisory, Inc. registered with the SEC or a state?",
      "a": "Klimis & Associates Advisory, Inc. is a state-registered investment advisory firm, registered since 1991. Status as filed: APPROVED. CRD 142179."
    },
    {
      "q": "Does Klimis & Associates Advisory, Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142179"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/klimis-and-associates-advisory-inc-palm-harbor-fl-142179.md",
  "clients": [],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142179",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}