# Klimax Wealth Management, LLC

> Klimax Wealth Management, LLC is a state-registered investment advisory firm, registered since 2005, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 15, 2026.

- CRD: 133710
- Filed as: KLIMAX WEALTH MANAGEMENT, LLC
- Legal name: Klimax Asset Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New Jersey
- Filing period: October 2026
- Form ADV filing dated: January 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/133710
- AdvisorCensus page: https://advisorcensus.com/firm/klimax-wealth-management-llc-133710

## Quick answers

**How is Klimax Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Klimax Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Klimax Wealth Management, LLC registered with the SEC or a state?**
Klimax Wealth Management, LLC is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 133710.

**How much does Klimax Wealth Management, LLC manage?**
Klimax Wealth Management, LLC reports $48,303,523 in regulatory assets under management in its Form ADV filing dated January 15, 2026 (0% discretionary).

**What types of clients does Klimax Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (23); pension and profit sharing plans (but not the plan participants or government pension plans) (10).

**Does Klimax Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/133710

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $48,303,523
- Discretionary: $0
- Non-discretionary: $48,303,523

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 23 | $28,040,979 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $20,262,544 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2005 (21 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- klimaxprivatewealth.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Klimax Wealth Management, LLC (CRD 133710): Form ADV filing data as of October 2026.