{
  "crd_number": 289345,
  "slug": "kleinfelder-capital-inc-cincinnati-oh-289345",
  "primary_business_name": "KLEINFELDER CAPITAL, INC.",
  "legal_name": "KLEINFELDER CAPITAL, INC.",
  "dbas": [],
  "city": "Cincinnati",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "17140",
  "metro": {
    "cbsa_code": "17140",
    "common_name": "Cincinnati",
    "msa_name": "Cincinnati, OH-KY-IN",
    "path": "/advisors/oh/cincinnati"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-08-24",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-09-03",
  "carried_forward": false,
  "raum_total": 376572585.0,
  "raum_discretionary": 375848420.0,
  "raum_non_discretionary": 724165.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 62248738.0,
      "count": 269
    },
    "pension_profit_sharing": {
      "raum": 4065563.0,
      "count": 17
    },
    "high_net_worth_individuals": {
      "raum": 309980419.0,
      "count": 212
    },
    "corporations_other_businesses": {
      "raum": 277865.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "IN",
    "KY",
    "LA",
    "MI",
    "NH",
    "OH",
    "PA",
    "TN",
    "TX"
  ],
  "websites": [
    "https://kleinfeldercapital.com",
    "https://linkedin.com/company/kleinfelder-capital"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289345",
  "city_as_filed": "CINCINNATI",
  "url": "https://advisorcensus.com/firm/kleinfelder-capital-inc-cincinnati-oh-289345",
  "display_name": "Kleinfelder Capital, Inc.",
  "summary": "Kleinfelder Capital, Inc. is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 3, 2026.",
  "citation": "AdvisorCensus. Kleinfelder Capital, Inc. (CRD 289345): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Kleinfelder Capital, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kleinfelder Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Kleinfelder Capital, Inc. located?",
      "a": "Kleinfelder Capital, Inc.'s principal office is in Cincinnati, OH, according to its Form ADV."
    },
    {
      "q": "Is Kleinfelder Capital, Inc. registered with the SEC or a state?",
      "a": "Kleinfelder Capital, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289345."
    },
    {
      "q": "How much does Kleinfelder Capital, Inc. manage?",
      "a": "Kleinfelder Capital, Inc. reports $376,572,585 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (100% discretionary)."
    },
    {
      "q": "How have Kleinfelder Capital, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Kleinfelder Capital, Inc.: Regulatory assets under management: $195,049,737 in the October 2021 data and $376,572,585 in the October 2026 data, up 93%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Kleinfelder Capital, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (269); high net worth individuals (212); pension and profit sharing plans (but not the plan participants or government pension plans) (17)."
    },
    {
      "q": "Which custodians does Kleinfelder Capital, Inc. use?",
      "a": "Kleinfelder Capital, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Kleinfelder Capital, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289345"
    },
    {
      "q": "What changed in Kleinfelder Capital, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $306,833,604 to $376,572,585 (+23%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 195049737.0,
      "total_employees": 3,
      "filing_date": "2021-03-03"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 222506989.0,
      "total_employees": 3,
      "filing_date": "2022-01-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 208598235.0,
      "total_employees": 5,
      "filing_date": "2023-07-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 244752581.0,
      "total_employees": 4,
      "filing_date": "2024-03-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 306833604.0,
      "total_employees": 4,
      "filing_date": "2025-02-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 376572585.0,
      "total_employees": 5,
      "filing_date": "2026-09-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4.",
        "Regulatory assets under management went from $306,833,604 to $376,572,585 (+23%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/kleinfelder-capital-inc-cincinnati-oh-289345.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 269,
      "fewer_than_5": false,
      "raum": 62248738.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 212,
      "fewer_than_5": false,
      "raum": 309980419.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 17,
      "fewer_than_5": false,
      "raum": 4065563.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 277865.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289345",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}