# Klein Asset Management LLC

> Klein Asset Management LLC is a state-registered investment advisory firm, registered since 2005, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 27, 2026.

- CRD: 136536
- Filed as: KLEIN ASSET MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Florida
- Filing period: October 2026
- Form ADV filing dated: January 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/136536
- AdvisorCensus page: https://advisorcensus.com/firm/klein-asset-management-llc-136536

## Quick answers

**How is Klein Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Klein Asset Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Klein Asset Management LLC registered with the SEC or a state?**
Klein Asset Management LLC is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 136536.

**How much does Klein Asset Management LLC manage?**
Klein Asset Management LLC reports $14,000,000 in regulatory assets under management in its Form ADV filing dated January 27, 2026 (100% discretionary).

**What types of clients does Klein Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (17); individuals (other than high net worth individuals) (12).

**Does Klein Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/136536

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $14,000,000
- Discretionary: $14,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $1,150,000 |
| High net worth individuals | 17 | $12,850,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2005 (21 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Klein Asset Management LLC (CRD 136536): Form ADV filing data as of October 2026.