{ "crd_number": 115044, "slug": "klaraos-llc-reno-nv-115044", "primary_business_name": "KLARAOS, LLC", "legal_name": "KLARAOS, LLC", "dbas": [], "city": "Reno", "state": "NV", "country": "United States", "cbsa_code": "39900", "metro": { "cbsa_code": "39900", "common_name": "Reno", "msa_name": "Reno, NV", "path": "/advisors/nv/reno" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2012-12-14", "years_registered": 13, "period": "2026-10-01", "filing_date": "2026-02-10", "carried_forward": false, "raum_total": 18212486.0, "raum_discretionary": 9635285.0, "raum_non_discretionary": 8577201.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 0.0, "count": null }, "individuals": { "raum": 522028.0, "count": 16 }, "pension_profit_sharing": { "raum": 71286.0, "count": 3 }, "high_net_worth_individuals": { "raum": 9016172.0, "count": 14 }, "pooled_investment_vehicles": { "raum": 8603000.0, "count": 1 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "NV" ], "websites": [ "https://linkedin.com/company/klaraos-llc" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/115044", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "RENO", "url": "https://advisorcensus.com/firm/klaraos-llc-reno-nv-115044", "display_name": "Klaraos, LLC", "summary": "Klaraos, LLC is a state-registered investment advisory firm in Reno, NV, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.", "citation": "AdvisorCensus. Klaraos, LLC (CRD 115044): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Klaraos, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Klaraos, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Klaraos, LLC located?", "a": "Klaraos, LLC's principal office is in Reno, NV, according to its Form ADV." }, { "q": "Is Klaraos, LLC registered with the SEC or a state?", "a": "Klaraos, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 115044." }, { "q": "How much does Klaraos, LLC manage?", "a": "Klaraos, LLC reports $18,212,486 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (53% discretionary)." }, { "q": "What types of clients does Klaraos, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (16); high net worth individuals (14); pension and profit sharing plans (but not the plan participants or government pension plans) (3)." }, { "q": "Does Klaraos, LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/115044" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/klaraos-llc-reno-nv-115044.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 16, "fewer_than_5": false, "raum": 522028.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 14, "fewer_than_5": false, "raum": 9016172.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 8603000.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 3, "fewer_than_5": false, "raum": 71286.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/115044", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }