# KKR Registered Advisor LLC

> KKR Registered Advisor LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 309284
- Filed as: KKR REGISTERED ADVISOR LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309284
- AdvisorCensus page: https://advisorcensus.com/firm/kkr-registered-advisor-llc-new-york-ny-309284

## Quick answers

**How is KKR Registered Advisor LLC compensated?**
On its Form ADV (Item 5.E, October 2026), KKR Registered Advisor LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is KKR Registered Advisor LLC located?**
KKR Registered Advisor LLC's principal office is in New York, NY, according to its Form ADV; the May 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is KKR Registered Advisor LLC registered with the SEC or a state?**
KKR Registered Advisor LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309284.

**How much does KKR Registered Advisor LLC manage?**
KKR Registered Advisor LLC reports $1,456,595,841 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).

**How have KKR Registered Advisor LLC's assets and staff changed since 2021?**
In the Form ADV data for KKR Registered Advisor LLC: Regulatory assets under management: $917,808,060 in the October 2022 data and $1,456,595,841 in the October 2026 data, up 59%. Total employees: 67 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does KKR Registered Advisor LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does KKR Registered Advisor LLC report any disciplinary disclosures?**
Reports 7 disclosure items on Form ADV Item 11: yes answers to 7 questions about regulatory matters (11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4), 11.D(5), 11.E(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309284

**What changed in KKR Registered Advisor LLC's recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 18 to 20. Regulatory assets under management went from $1,259,926,432 to $1,456,595,841 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $1,456,595,841
- Discretionary: $1,456,595,841
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $1,456,595,841 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 26 total, 20 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 7 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309284

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Hong Kong
- Menlo Park, CA
- San Francisco, CA
- Sydney
- Tokyo

### Websites listed on Form ADV (Item 1.I)
- kjrm.co.jp/english/index.html
- kkr.com
- krest.reit
- LinkedIn @KKR
- X @KKR_CO
- X @KKR_Co
- YouTube @kohlbergkravisroberts

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 67 | March 30, 2021 |
| October 2022 | $917,808,060 | 16 | March 25, 2022 |
| October 2023 | $1,613,049,276 | 24 | March 31, 2023 |
| October 2024 | $1,333,552,150 | 22 | March 28, 2024 |
| October 2025 | $1,259,926,432 | 22 | March 31, 2025 |
| October 2026 | $1,456,595,841 | 26 | April 1, 2026 |

Regulatory assets under management: $917,808,060 in the October 2022 data and $1,456,595,841 in the October 2026 data, up 59%.
Total employees: 67 in October 2021 and 26 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 18 to 20.
- Regulatory assets under management went from $1,259,926,432 to $1,456,595,841 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. KKR Registered Advisor LLC (CRD 309284): Form ADV filing data as of October 2026.