{ "crd_number": 309284, "slug": "kkr-registered-advisor-llc-new-york-ny-309284", "primary_business_name": "KKR REGISTERED ADVISOR LLC", "legal_name": "KKR REGISTERED ADVISOR LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-07-07", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-04-01", "carried_forward": false, "raum_total": 1456595841.0, "raum_discretionary": 1456595841.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 26, "advisory_employees": 20, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 1456595841.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 7, "states_registered": [ "CA" ], "websites": [ "https://kjrm.co.jp/english/index.html", "https://kkr.com", "https://krest.reit", "https://linkedin.com/COMPANY/KKR", "https://twitter.com/KKR_CO", "https://x.com/KKR_Co", "https://youtube.com/@kohlbergkravisroberts" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309284", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/kkr-registered-advisor-llc-new-york-ny-309284", "display_name": "KKR Registered Advisor LLC", "summary": "KKR Registered Advisor LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 1, 2026.", "citation": "AdvisorCensus. KKR Registered Advisor LLC (CRD 309284): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is KKR Registered Advisor LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), KKR Registered Advisor LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is KKR Registered Advisor LLC located?", "a": "KKR Registered Advisor LLC's principal office is in New York, NY, according to its Form ADV; the May 2026 filing also lists 5 other offices (Schedule D, Section 1.F)." }, { "q": "Is KKR Registered Advisor LLC registered with the SEC or a state?", "a": "KKR Registered Advisor LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309284." }, { "q": "How much does KKR Registered Advisor LLC manage?", "a": "KKR Registered Advisor LLC reports $1,456,595,841 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary)." }, { "q": "How have KKR Registered Advisor LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for KKR Registered Advisor LLC: Regulatory assets under management: $917,808,060 in the October 2022 data and $1,456,595,841 in the October 2026 data, up 59%. Total employees: 67 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does KKR Registered Advisor LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (1)." }, { "q": "Does KKR Registered Advisor LLC report any disciplinary disclosures?", "a": "Reports 7 disclosure items on Form ADV Item 11: yes answers to 7 questions about regulatory matters (11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4), 11.D(5), 11.E(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309284" }, { "q": "What changed in KKR Registered Advisor LLC's recent Form ADV filings?", "a": "In the May 2026 filing data: Employees performing advisory functions went from 18 to 20. Regulatory assets under management went from $1,259,926,432 to $1,456,595,841 (+16%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": 67, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 917808060.0, "total_employees": 16, "filing_date": "2022-03-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1613049276.0, "total_employees": 24, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1333552150.0, "total_employees": 22, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1259926432.0, "total_employees": 22, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1456595841.0, "total_employees": 26, "filing_date": "2026-04-01" } ], "recent_changes": [ { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Employees performing advisory functions went from 18 to 20.", "Regulatory assets under management went from $1,259,926,432 to $1,456,595,841 (+16%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/kkr-registered-advisor-llc-new-york-ny-309284.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 1456595841.0 } ], "disclosure_line": "Reports 7 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309284", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }