# Kintra Investments, LLC

> Kintra Investments, LLC is an SEC-registered investment advisory firm in Marysville, OH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.

- CRD: 328478
- Filed as: KINTRA INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Marysville, OH
- Filing period: October 2026
- Form ADV filing dated: July 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328478
- AdvisorCensus page: https://advisorcensus.com/firm/kintra-investments-llc-marysville-oh-328478

## Quick answers

**How is Kintra Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Kintra Investments, LLC reports these compensation arrangements: a percentage of assets under its management; other.

**How much does Kintra Investments, LLC charge?**
Its Form ADV Part 2A brochure dated February 13, 2026 states: Hourly rate: $500 an hour (Wealth Management Consulting ongoing services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Kintra Investments, LLC located?**
Kintra Investments, LLC's principal office is in Marysville, OH, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Kintra Investments, LLC registered with the SEC or a state?**
Kintra Investments, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 328478.

**How much does Kintra Investments, LLC manage?**
Kintra Investments, LLC reports $112,850,000 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (100% discretionary).

**How have Kintra Investments, LLC's assets and staff changed since 2024?**
In the Form ADV data for Kintra Investments, LLC: Regulatory assets under management: $571,369,577 in the October 2024 data and $112,850,000 in the October 2026 data, down 80%. Total employees: 20 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kintra Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Kintra Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328478

**What changed in Kintra Investments, LLC's recent Form ADV filings?**
In the August 2026 filing data: No longer lists the business name Yellow Finch Financial, LLC. No longer lists the business name McCarthy & COX. Changed its legal name from McCarthy & COX Retirement & Estate Specialists LLC to Kintra Investments, LLC. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated February 13, 2026)

- Hourly rate: $500 an hour (Wealth Management Consulting ongoing services)

> Wealth Management Consulting Programs provide clients with the option of paying an annual fee for ongoing services, a flat fee, or an hourly rate not to exceed $500.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $112,850,000
- Discretionary: $112,850,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $112,850,000 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, NC, NE, OH, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Marysville, OH

### Websites listed on Form ADV (Item 1.I)
- [mccarthyandcox.com](https://mccarthyandcox.com)
- [yellowfinchfinancial.com](https://yellowfinchfinancial.com)
- Facebook @McCarthyAndCox
- Facebook @YellowFinchFinancial
- LinkedIn @mccarthy-cox
- LinkedIn @yellow-finch-financial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $571,369,577 | 20 | March 1, 2024 |
| October 2025 | $641,806,550 | 20 | March 5, 2025 |
| October 2026 | $112,850,000 | 3 | July 20, 2026 |

Regulatory assets under management: $571,369,577 in the October 2024 data and $112,850,000 in the October 2026 data, down 80%.
Total employees: 20 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- No longer lists the business name Yellow Finch Financial, LLC.
- No longer lists the business name McCarthy & COX.
- Changed its legal name from McCarthy & COX Retirement & Estate Specialists LLC to Kintra Investments, LLC.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $641,806,550 to $112,850,000 (-82%).
- Employees performing advisory functions went from 8 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kintra Investments, LLC (CRD 328478): Form ADV filing data as of October 2026.