{
  "crd_number": 328478,
  "slug": "kintra-investments-llc-marysville-oh-328478",
  "primary_business_name": "KINTRA INVESTMENTS, LLC",
  "legal_name": "KINTRA INVESTMENTS, LLC",
  "dbas": [],
  "city": "Marysville",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "18140",
  "metro": {
    "cbsa_code": "18140",
    "common_name": "Columbus",
    "msa_name": "Columbus, OH",
    "path": "/advisors/oh/columbus"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-03-04",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-07-20",
  "carried_forward": false,
  "raum_total": 112850000.0,
  "raum_discretionary": 112850000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 112850000.0,
      "count": 1
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "IN",
    "NC",
    "NE",
    "OH",
    "SC",
    "TN",
    "TX"
  ],
  "websites": [
    "https://facebook.com/McCarthyAndCox",
    "https://facebook.com/YellowFinchFinancial",
    "https://linkedin.com/company/mccarthy-cox",
    "https://linkedin.com/company/yellow-finch-financial",
    "https://mccarthyandcox.com",
    "https://yellowfinchfinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328478",
  "city_as_filed": "MARYSVILLE",
  "url": "https://advisorcensus.com/firm/kintra-investments-llc-marysville-oh-328478",
  "display_name": "Kintra Investments, LLC",
  "summary": "Kintra Investments, LLC is an SEC-registered investment advisory firm in Marysville, OH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.",
  "citation": "AdvisorCensus. Kintra Investments, LLC (CRD 328478): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Kintra Investments, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kintra Investments, LLC reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "How much does Kintra Investments, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 13, 2026 states: Hourly rate: $500 an hour (Wealth Management Consulting ongoing services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Kintra Investments, LLC located?",
      "a": "Kintra Investments, LLC's principal office is in Marysville, OH, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Kintra Investments, LLC registered with the SEC or a state?",
      "a": "Kintra Investments, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 328478."
    },
    {
      "q": "How much does Kintra Investments, LLC manage?",
      "a": "Kintra Investments, LLC reports $112,850,000 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (100% discretionary)."
    },
    {
      "q": "How have Kintra Investments, LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Kintra Investments, LLC: Regulatory assets under management: $571,369,577 in the October 2024 data and $112,850,000 in the October 2026 data, down 80%. Total employees: 20 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Kintra Investments, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (1)."
    },
    {
      "q": "Does Kintra Investments, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328478"
    },
    {
      "q": "What changed in Kintra Investments, LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: No longer lists the business name Yellow Finch Financial, LLC. No longer lists the business name McCarthy & COX. Changed its legal name from McCarthy & COX Retirement & Estate Specialists LLC to Kintra Investments, LLC. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 571369577.0,
      "total_employees": 20,
      "filing_date": "2024-03-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 641806550.0,
      "total_employees": 20,
      "filing_date": "2025-03-05"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 112850000.0,
      "total_employees": 3,
      "filing_date": "2026-07-20"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "No longer lists the business name Yellow Finch Financial, LLC.",
        "No longer lists the business name McCarthy & COX.",
        "Changed its legal name from McCarthy & COX Retirement & Estate Specialists LLC to Kintra Investments, LLC.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $641,806,550 to $112,850,000 (-82%).",
        "Employees performing advisory functions went from 8 to 2."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 13, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $500 an hour (Wealth Management Consulting ongoing services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (Wealth Management Consulting ongoing services)"
        ],
        "quotes": [
          "Wealth Management Consulting Programs provide clients with the option of paying an annual fee for ongoing services, a flat fee, or an hourly rate not to exceed $500."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Wealth Management Consulting ongoing services"
        }
      ]
    },
    "quotes": [
      "Wealth Management Consulting Programs provide clients with the option of paying an annual fee for ongoing services, a flat fee, or an hourly rate not to exceed $500."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/kintra-investments-llc-marysville-oh-328478.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 112850000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328478",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}