# Kingswood Wealth Advisors, LLC

> Kingswood Wealth Advisors, LLC is an SEC-registered investment advisory firm in San Diego, CA, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 288792
- Filed as: KINGSWOOD WEALTH ADVISORS, LLC
- Also doing business as: ADMIRALTY WEALTH MANAGEMENT, ANDERSON TEAM FINANCIAL, BIANCHI FINANCIAL PARTNERS, BLUEPRINT WEALTH SOLUTIONS, BOARDWALK CAPITAL MANAGEMENT, BOND HARBOR FINANCIAL ADVISORS, BREWER WEALTH MANAGEMENT, CAPITAL INSURANCE & INVESTMENT PLANNING, COMPLETE WEALTH 360, DANNAH INVESTMENTS, DEFREZE FINANCIAL SERVICES, ELEVATE WEALTH MANAGEMENT, FAISON WEALTH STRATEGY, FALKE WEALTH MANAGEMENT, FINANCIAL & RETIREMENT STRATEGIES, FOWLER FINANCIAL GROUP LLC, FRAMEPOINT PARTNERS, LP FRAMEPOINT, GLENWOOD FINANCIAL PARTNERS, GOODSON WEALTH MANAGEMENT, H. PRIVATE WEALTH, INTEGRATED FINANCIAL PLANNING CENTER, KINGSWOOD FAMILY OFFICES, LE'AHI PRIVATE WEALTH, LIBERTY WEALTH MANAGEMENT, LIFETRUST WEALTH ADVISORS, LLC, LOEFFLER WEALTH MANAGEMENT, LOWERY WEALTH MANAGEMENT, MIAMI SHORES WEALTH MANAGEMENT, PARADIGM WEALTH SERVICES, INC., PHOENIX ASSET ADVISORS, PROSPERITY WEALTH MANAGEMENT, RANDIE J ENTERPRISE.RJE, RAPPAPORT WEALTH MANAGEMENT, RMV SECURITIES LLC, SAGE MONEY ADVICE, SIMINOU WEALTH MANAGEMENT, SOUTHERN EDGE WEALTH SOLUTIONS, STEGER FINANCIAL GROUP/THE EFFICIENT EDGE, STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS, STERN INVESTMENTS, LLC, STERZING FINANCIAL GROUP, SUTTER WEALTH MANAGEMENT, TB HERBERT FINANCIAL, THE COLLINS GROUP, UNIVERSITY PLANNING PARTNERS, VSL WEALTH ADVISORY LLC, ZACCARDO WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Diego, CA
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288792
- AdvisorCensus page: https://advisorcensus.com/firm/kingswood-wealth-advisors-llc-san-diego-ca-288792

## Quick answers

**How is Kingswood Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Kingswood Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Kingswood Wealth Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Flat fee: $10,000 to $100,000 a year (Institutional Consultation Service). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Kingswood Wealth Advisors, LLC located?**
Kingswood Wealth Advisors, LLC's principal office is in San Diego, CA, according to its Form ADV; the October 2026 filing also lists 33 other offices (Schedule D, Section 1.F).

**Is Kingswood Wealth Advisors, LLC registered with the SEC or a state?**
Kingswood Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288792.

**How much does Kingswood Wealth Advisors, LLC manage?**
Kingswood Wealth Advisors, LLC reports $3,800,734,890 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (92% discretionary).

**How have Kingswood Wealth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Kingswood Wealth Advisors, LLC: Regulatory assets under management: $346,321,805 in the October 2021 data and $3,800,734,890 in the October 2026 data, up 997%. Total employees: 19 in October 2021 and 88 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kingswood Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8,985); high net worth individuals (2,274); corporations or other businesses not listed above (105).

**Which custodians does Kingswood Wealth Advisors, LLC use?**
Kingswood Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Raymond James & Associates, Inc. and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Kingswood Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288792

**Does Kingswood Wealth Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "When subscribing to the advisory services offered by KWA, generally, the minimum account value is $100,000, although lower levels may be accepted on a case-by-case basis by KWA." "In some special cases, account minimums may be waived or negotiated."

**What changed in Kingswood Wealth Advisors, LLC's recent Form ADV filings?**
In the October 2026 filing data: No longer lists the business name Dynamic Financial.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> When subscribing to the advisory services offered by KWA, generally, the minimum account value is $100,000, although lower levels may be accepted on a case-by-case basis by KWA.

> In some special cases, account minimums may be waived or negotiated.

- Flat fee: $10,000 to $100,000 a year (Institutional Consultation Service)

> Fees generally range from $10,000 to $100,000 per project or annually. Consultation service billing periods may be monthly, quarterly or annually.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Raymond James & Associates, Inc.
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,800,734,890
- Discretionary: $3,494,277,927
- Non-discretionary: $306,456,963

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8,985 | $1,575,261,728 |
| High net worth individuals | 2,274 | $2,105,224,298 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 57 | $21,578,785 |
| Charitable organizations | 2 | $7,101,121 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 2 | $9,075,177 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 105 | $82,493,781 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 88 total, 76 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Atlanta, GA
- Boca Raton, FL
- Canton, TX
- Charlotte, NC
- Chicago, IL
- Clearwater, FL
- Dallas, TX
- Danville, KY
- Fairfield, NJ
- Festus, MO
- Franklin, TN
- Freeport, IL
- Greenville, SC
- Honolulu, HI
- Miami, FL
- Nashville, TN
- New York, NY
- Phoenix, AZ
- Quitman, GA
- Raleigh, NC
- Randor, PA
- Rochester, NY
- Roseville, CA
- Rye Brook, NY
- Santa Barbara, CA
- Stockbridge, GA
- Tampa, FL
- Tomball, TX
- Watkinsville, GA
- West Palm Beach, FL
- White Plains, NY
- Winchester, TN
- Woodbury, NY

### Websites listed on Form ADV (Item 1.I)
- kingswoodus.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $346,321,805 | 19 | August 23, 2021 |
| October 2022 | $451,207,788 | 24 | September 26, 2022 |
| October 2023 | $969,372,131 | 82 | October 4, 2023 |
| October 2024 | $1,042,935,953 | 80 | September 6, 2024 |
| October 2025 | $2,470,940,336 | 80 | March 26, 2025 |
| October 2026 | $3,800,734,890 | 88 | September 22, 2026 |

Regulatory assets under management: $346,321,805 in the October 2021 data and $3,800,734,890 in the October 2026 data, up 997%.
Total employees: 19 in October 2021 and 88 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- No longer lists the business name Dynamic Financial.

### September 2026
- Added the business name Sage Money Advice.
- Added the business name RMV Securities LLC.
- Added the business name Miami Shores Wealth Management.
- Changed its office addresses in New York, NY.

### August 2026
- Added the business name Boardwalk Capital Management.

### June 2026
- Added the business name Zaccardo Wealth Management.

### April 2026
- Regulatory assets under management went from $2,470,940,336 to $3,800,734,890 (+54%).
- Employees performing advisory functions went from 73 to 76.
- Added the business name TB Herbert Financial.
- Added the business name Randie J Enterprise.rje.
- Added the business name Kingswood Family Offices.
- Added the business name Lowery Wealth Management.
- Added the business name Sterzing Financial Group.
- Added the business name Rappaport Wealth Management.
- Added the business name Lifetrust Wealth Advisors, LLC.
- Added the business name Financial & Retirement Strategies.
- Added the business name Capital Insurance & Investment Planning.
- No longer lists the business name Guardian.
- No longer lists the business name 3G Wealth.
- No longer lists the business name Apex Financial.
- No longer lists the business name Securiet Wealth.
- No longer lists the business name PCM Associates Ltd.
- No longer lists the business name Bridgerland Financial.
- No longer lists the business name JHG Financial Advisors.
- No longer lists the business name Kingswood Family Office.
- No longer lists the business name Ferneau Asset Management.
- No longer lists the business name Lowrey Wealth Management.
- No longer lists the business name Randie J ENTERPRISES/RJE.
- No longer lists the business name Birchwoood Wealth Advisors.
- No longer lists the business name Bluepoint Wealth Management.
- No longer lists the business name Lakeview Asset Management.
- No longer lists the business name Endeavor Investment Resources.
- No longer lists the business name Universal Financial Consultants.
- No longer lists the business name Banner Wealth and Legacy Planning.
- No longer lists the business name Renaissance Digital Investments.
- No longer lists the business name Bridgerland Financial Advisors, LLC.
- No longer lists the business name Provident Place Wealth Advisors LLC.
- No longer lists the business name Financial & Retirement Strategies, Inc..
- Changed its office addresses in Franklin, TN.
- Added an office in Randor, PA.
- No longer lists an office in Alexandria, VA.
- No longer lists an office in American Fork, UT.
- No longer lists an office in Austin, TX.
- No longer lists an office in Campbell, CA.
- No longer lists an office in Carmel, IN.
- No longer lists an office in Clearwater, FL.
- No longer lists an office in Dallas, TX.
- No longer lists an office in Danville, KY.
- No longer lists an office in Decatur, GA.
- No longer lists an office in Denver, CO.
- No longer lists an office in Foothill Ranch, CA.
- No longer lists an office in Fullerton, CA.
- No longer lists an office in Gilbert, AZ.
- No longer lists an office in Manhattan Beach, CA.
- No longer lists an office in New York, NY.
- No longer lists an office in Phoenix, AZ.
- No longer lists an office in Rochester, NY.
- No longer lists an office in Scottsdale, AZ.
- No longer lists an office in Spencerport, NY.
- No longer lists an office in St. Louis, MO.
- No longer lists an office in Waxhaw, NC.

### March 2026
- Added the business name Falke Wealth Management.
- Added the business name H. Private Wealth.

### February 2026
- Added the business name LE'Ahi Private Wealth.

### January 2026
- Added the business name VSL Wealth Advisory LLC.

### December 2025
- Added the business name Stern Investments, LLC.

### November 2025
- Added the business name Blueprint Wealth Solutions.
- Added the business name Securiet Wealth.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kingswood Wealth Advisors, LLC (CRD 288792): Form ADV filing data as of October 2026.