# Kingswood Capital Management, L.P.

> Kingswood Capital Management, L.P. is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 17, 2026.

- CRD: 304649
- Filed as: KINGSWOOD CAPITAL MANAGEMENT, L.P.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: April 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304649
- AdvisorCensus page: https://advisorcensus.com/firm/kingswood-capital-management-l-p-los-angeles-ca-304649

## Quick answers

**How is Kingswood Capital Management, L.P. compensated?**
On its Form ADV (Item 5.E, October 2026), Kingswood Capital Management, L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Kingswood Capital Management, L.P. charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 2% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Kingswood Capital Management, L.P. located?**
Kingswood Capital Management, L.P.'s principal office is in Los Angeles, CA, according to its Form ADV.

**Is Kingswood Capital Management, L.P. registered with the SEC or a state?**
Kingswood Capital Management, L.P. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304649.

**How much does Kingswood Capital Management, L.P. manage?**
Kingswood Capital Management, L.P. reports $3,750,064,972 in regulatory assets under management in its Form ADV filing dated April 17, 2026 (100% discretionary).

**How have Kingswood Capital Management, L.P.'s assets and staff changed since 2021?**
In the Form ADV data for Kingswood Capital Management, L.P.: Regulatory assets under management: $240,473,523 in the October 2021 data and $3,750,064,972 in the October 2026 data, up 1459%. Total employees: 8 in October 2021 and 33 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kingswood Capital Management, L.P. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (16).

**Does Kingswood Capital Management, L.P. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304649

**What changed in Kingswood Capital Management, L.P.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 20 to 26. Regulatory assets under management went from $2,949,132,164 to $3,750,064,972 (+27%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 2% of assets a year

> The Kingswood Funds pay a Management Fee equal to 2.0% on an annual basis of aggregate capital commitments (“Commitments”) of investors that are not designated as “affiliated partners” by the General Partner.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $3,750,064,972
- Discretionary: $3,750,064,972
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 16 | $3,750,064,972 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 33 total, 26 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kingswood-capital.com
- LinkedIn @kingswood-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $240,473,523 | 8 | September 8, 2021 |
| October 2022 | $482,751,254 | 9 | March 29, 2022 |
| October 2023 | $1,359,735,241 | 15 | April 20, 2023 |
| October 2024 | $1,687,440,603 | 21 | March 28, 2024 |
| October 2025 | $2,949,132,164 | 24 | June 9, 2025 |
| October 2026 | $3,750,064,972 | 33 | April 17, 2026 |

Regulatory assets under management: $240,473,523 in the October 2021 data and $3,750,064,972 in the October 2026 data, up 1459%.
Total employees: 8 in October 2021 and 33 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 20 to 26.
- Regulatory assets under management went from $2,949,132,164 to $3,750,064,972 (+27%).

### January 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kingswood Capital Management, L.P. (CRD 304649): Form ADV filing data as of October 2026.