{
  "crd_number": 148107,
  "slug": "kingsview-wealth-management-llc-grants-pass-or-148107",
  "primary_business_name": "KINGSVIEW WEALTH MANAGEMENT, LLC",
  "legal_name": "KINGSVIEW WEALTH MANAGEMENT, LLC",
  "dbas": [
    "KINGSVIEW INVESTMENT MANAGEMENT",
    "KINGSVIEW PARTNERS",
    "KINGSVIEW PARTNERS WEALTH MANAGEMENT",
    "NORMAN J. POLITZINER, CFP & NJP ASSOCIATES",
    "PERLMAN GROUP",
    "ROLLO WEALTH MANAGEMENT"
  ],
  "city": "Grants Pass",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "24420",
  "metro": {
    "cbsa_code": "24420",
    "common_name": "Grants Pass",
    "msa_name": "Grants Pass, OR",
    "path": "/advisors/or/grants-pass"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-02-24",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-07-29",
  "carried_forward": false,
  "raum_total": 8957122931.0,
  "raum_discretionary": 8942046511.0,
  "raum_non_discretionary": 15076420.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 285,
  "advisory_employees": 95,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 59542.0,
      "count": null,
      "description": "INVESTMENT CLUB",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 260156179.0,
      "count": 18
    },
    "individuals": {
      "raum": 5522787709.0,
      "count": 9934
    },
    "state_municipal": {
      "raum": 244556.0,
      "count": null,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 25939826.0,
      "count": 7
    },
    "pension_profit_sharing": {
      "raum": 8967829.0,
      "count": 14
    },
    "high_net_worth_individuals": {
      "raum": 3015137262.0,
      "count": 2209
    },
    "corporations_other_businesses": {
      "raum": 123830028.0,
      "count": 127
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://facebook.com/kingsviewpartners",
    "https://facebook.com/monarchfunds",
    "https://kingsview.com",
    "https://kingsviewim.com",
    "https://linkedin.com/company/kingsview",
    "https://linkedin.com/showcase/kingsview-investment-management",
    "https://linkedin.com/showcase/monarch-funds",
    "https://monarchfunds.com",
    "https://twitter.com/monarchfunds",
    "https://youtube.com/channel/UCap6MN0Y4ntbmviNaY13M_g?app=desktop"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148107",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "GRANTS PASS",
  "url": "https://advisorcensus.com/firm/kingsview-wealth-management-llc-grants-pass-or-148107",
  "display_name": "Kingsview Wealth Management, LLC",
  "summary": "Kingsview Wealth Management, LLC is an SEC-registered investment advisory firm in Grants Pass, OR, registered since 2014, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 29, 2026.",
  "citation": "AdvisorCensus. Kingsview Wealth Management, LLC (CRD 148107): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Kingsview Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kingsview Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Kingsview Wealth Management, LLC located?",
      "a": "Kingsview Wealth Management, LLC's principal office is in Grants Pass, OR, according to its Form ADV; the August 2026 filing also lists 24 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Kingsview Wealth Management, LLC registered with the SEC or a state?",
      "a": "Kingsview Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 148107."
    },
    {
      "q": "How much does Kingsview Wealth Management, LLC manage?",
      "a": "Kingsview Wealth Management, LLC reports $8,957,122,931 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (100% discretionary)."
    },
    {
      "q": "How have Kingsview Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Kingsview Wealth Management, LLC: Regulatory assets under management: $2,255,745,827 in the October 2021 data and $8,957,122,931 in the October 2026 data, up 297%. Total employees: 90 in October 2021 and 285 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Kingsview Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (9,934); high net worth individuals (2,209); corporations or other businesses not listed above (127)."
    },
    {
      "q": "Which custodians does Kingsview Wealth Management, LLC use?",
      "a": "Kingsview Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Kingsview Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148107"
    },
    {
      "q": "What changed in Kingsview Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 2255745827.0,
      "total_employees": 90,
      "filing_date": "2021-10-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 3479623895.0,
      "total_employees": 100,
      "filing_date": "2022-08-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 3584124096.0,
      "total_employees": 150,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 4845686420.0,
      "total_employees": 190,
      "filing_date": "2024-08-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 6745495357.0,
      "total_employees": 225,
      "filing_date": "2025-02-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 8957122931.0,
      "total_employees": 285,
      "filing_date": "2026-07-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Registered or notice-filed in AK, ME, ND, RI."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $6,745,495,357 to $8,957,122,931 (+33%).",
        "Changed its office addresses in Amarillo, TX.",
        "Changed its office addresses in Chadds Ford, PA.",
        "Changed its office addresses in Cincinnati, OH.",
        "Changed its office addresses in Mountain View, CA.",
        "Changed its office addresses in Plantation, FL.",
        "Changed its office addresses in San Marcos, CA.",
        "Added an office in Marysville, OH.",
        "Added an office in Powell, OH.",
        "Added an office in Seattle, WA.",
        "No longer lists an office in Lindenhurst, NY.",
        "No longer lists an office in Suwanee, GA.",
        "No longer lists an office in Toledo, OH."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/kingsview-wealth-management-llc-grants-pass-or-148107.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 9934,
      "fewer_than_5": false,
      "raum": 5522787709.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2209,
      "fewer_than_5": false,
      "raum": 3015137262.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 7,
      "fewer_than_5": false,
      "raum": 25939826.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 14,
      "fewer_than_5": false,
      "raum": 8967829.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 18,
      "fewer_than_5": false,
      "raum": 260156179.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 244556.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 127,
      "fewer_than_5": false,
      "raum": 123830028.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 59542.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148107",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}