# Kingsmark Private Financial Advisors, LLC

> Kingsmark Private Financial Advisors, LLC is an SEC-registered investment advisory firm in Albany, GA, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 146655
- Filed as: KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Albany, GA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/146655
- AdvisorCensus page: https://advisorcensus.com/firm/kingsmark-private-financial-advisors-llc-albany-ga-146655

## Quick answers

**How is Kingsmark Private Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Kingsmark Private Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Kingsmark Private Financial Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Flat fee: up to $10,000 (financial plans); Hourly rate: $300 an hour (financial plans). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Kingsmark Private Financial Advisors, LLC located?**
Kingsmark Private Financial Advisors, LLC's principal office is in Albany, GA, according to its Form ADV.

**Is Kingsmark Private Financial Advisors, LLC registered with the SEC or a state?**
Kingsmark Private Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 146655.

**How much does Kingsmark Private Financial Advisors, LLC manage?**
Kingsmark Private Financial Advisors, LLC reports $406,493,241 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (97% discretionary).

**How have Kingsmark Private Financial Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Kingsmark Private Financial Advisors, LLC: Regulatory assets under management: $260,289,044 in the October 2021 data and $406,493,241 in the October 2026 data, up 56%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kingsmark Private Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (246); high net worth individuals (170); pension and profit sharing plans (but not the plan participants or government pension plans) (14).

**Which custodians does Kingsmark Private Financial Advisors, LLC use?**
Kingsmark Private Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Kingsmark Private Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146655

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Flat fee: up to $10,000 (financial plans)

> Full financial plans are usually billed as a fixed fee, although clients can request an hourly rate instead. ... The maximum fee usually does not exceed $10,000.

- Hourly rate: $300 an hour (financial plans)

> Hourly fees are generally billed in 5-minute increments at a rate up to $300 per hour. For plans billed at an hourly rate, KingsMark’s representatives provide an estimate

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $406,493,241
- Discretionary: $392,284,586
- Non-discretionary: $14,208,655

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 246 | $102,279,276 |
| High net worth individuals | 170 | $284,752,734 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 14 | $13,135,027 |
| Charitable organizations | Fewer than 5 | $5,649,552 |
| Corporations or other businesses not listed above | Fewer than 5 | $676,652 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2008 (18 years)
- Employees: 9 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, FL, GA, LA, NC, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [kmpfa.com](https://kmpfa.com)
- LinkedIn @3730554

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $260,289,044 | 7 | April 13, 2021 |
| October 2022 | $318,610,076 | 7 | March 30, 2022 |
| October 2023 | $308,022,937 | 6 | March 29, 2023 |
| October 2024 | $353,046,148 | 7 | March 29, 2024 |
| October 2025 | $373,647,851 | 7 | April 21, 2025 |
| October 2026 | $406,493,241 | 9 | March 31, 2026 |

Regulatory assets under management: $260,289,044 in the October 2021 data and $406,493,241 in the October 2026 data, up 56%.
Total employees: 7 in October 2021 and 9 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kingsmark Private Financial Advisors, LLC (CRD 146655): Form ADV filing data as of October 2026.