{
  "crd_number": 146655,
  "slug": "kingsmark-private-financial-advisors-llc-albany-ga-146655",
  "primary_business_name": "KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC",
  "legal_name": "KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC",
  "dbas": [],
  "city": "Albany",
  "state": "GA",
  "country": "United States",
  "cbsa_code": "10500",
  "metro": {
    "cbsa_code": "10500",
    "common_name": "Albany",
    "msa_name": "Albany, GA",
    "path": "/advisors/ga/albany"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2008-03-12",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 406493241.0,
  "raum_discretionary": 392284586.0,
  "raum_non_discretionary": 14208655.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 5649552.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 102279276.0,
      "count": 246
    },
    "pension_profit_sharing": {
      "raum": 13135027.0,
      "count": 14
    },
    "high_net_worth_individuals": {
      "raum": 284752734.0,
      "count": 170
    },
    "corporations_other_businesses": {
      "raum": 676652.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "FL",
    "GA",
    "LA",
    "NC",
    "SC",
    "TN",
    "TX"
  ],
  "websites": [
    "https://kmpfa.com",
    "https://linkedin.com/COMPANY/3730554"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146655",
  "city_as_filed": "ALBANY",
  "url": "https://advisorcensus.com/firm/kingsmark-private-financial-advisors-llc-albany-ga-146655",
  "display_name": "Kingsmark Private Financial Advisors, LLC",
  "summary": "Kingsmark Private Financial Advisors, LLC is an SEC-registered investment advisory firm in Albany, GA, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Kingsmark Private Financial Advisors, LLC (CRD 146655): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Kingsmark Private Financial Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kingsmark Private Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Kingsmark Private Financial Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Flat fee: up to $10,000 (financial plans); Hourly rate: $300 an hour (financial plans). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Kingsmark Private Financial Advisors, LLC located?",
      "a": "Kingsmark Private Financial Advisors, LLC's principal office is in Albany, GA, according to its Form ADV."
    },
    {
      "q": "Is Kingsmark Private Financial Advisors, LLC registered with the SEC or a state?",
      "a": "Kingsmark Private Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 146655."
    },
    {
      "q": "How much does Kingsmark Private Financial Advisors, LLC manage?",
      "a": "Kingsmark Private Financial Advisors, LLC reports $406,493,241 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (97% discretionary)."
    },
    {
      "q": "How have Kingsmark Private Financial Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Kingsmark Private Financial Advisors, LLC: Regulatory assets under management: $260,289,044 in the October 2021 data and $406,493,241 in the October 2026 data, up 56%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Kingsmark Private Financial Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (246); high net worth individuals (170); pension and profit sharing plans (but not the plan participants or government pension plans) (14)."
    },
    {
      "q": "Which custodians does Kingsmark Private Financial Advisors, LLC use?",
      "a": "Kingsmark Private Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Kingsmark Private Financial Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146655"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 260289044.0,
      "total_employees": 7,
      "filing_date": "2021-04-13"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 318610076.0,
      "total_employees": 7,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 308022937.0,
      "total_employees": 6,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 353046148.0,
      "total_employees": 7,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 373647851.0,
      "total_employees": 7,
      "filing_date": "2025-04-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 406493241.0,
      "total_employees": 9,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: up to $10,000 (financial plans)",
      "Hourly rate: $300 an hour (financial plans)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $10,000 (financial plans)"
        ],
        "quotes": [
          "Full financial plans are usually billed as a fixed fee, although clients can request an hourly rate instead. ... The maximum fee usually does not exceed $10,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $300 an hour (financial plans)"
        ],
        "quotes": [
          "Hourly fees are generally billed in 5-minute increments at a rate up to $300 per hour. For plans billed at an hourly rate, KingsMark’s representatives provide an estimate"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 10000.0,
          "period": "one_time",
          "service": "financial plans"
        },
        {
          "kind": "hourly",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial plans"
        }
      ]
    },
    "quotes": [
      "Full financial plans are usually billed as a fixed fee, although clients can request an hourly rate instead. ... The maximum fee usually does not exceed $10,000.",
      "Hourly fees are generally billed in 5-minute increments at a rate up to $300 per hour. For plans billed at an hourly rate, KingsMark’s representatives provide an estimate"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/kingsmark-private-financial-advisors-llc-albany-ga-146655.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 246,
      "fewer_than_5": false,
      "raum": 102279276.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 170,
      "fewer_than_5": false,
      "raum": 284752734.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 14,
      "fewer_than_5": false,
      "raum": 13135027.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 5649552.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 676652.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146655",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}