{
  "crd_number": 145658,
  "slug": "kingsbury-capital-investment-advisors-llc-evanston-il-145658",
  "primary_business_name": "KINGSBURY CAPITAL INVESTMENT ADVISORS LLC",
  "legal_name": "KINGSBURY CAPITAL INVESTMENT ADVISORS LLC",
  "dbas": [
    "FINCOR WEALTH MANAGEMENT LLC",
    "LEGACY CAPITAL WEALTH ADVISORS, LLC"
  ],
  "city": "Evanston",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-04-08",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-04-29",
  "carried_forward": false,
  "raum_total": 162038154.0,
  "raum_discretionary": 146344384.0,
  "raum_non_discretionary": 15693770.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 1148071.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 39155182.0,
      "count": 185
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 2465140.0,
      "count": null,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 116008963.0,
      "count": 60
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 3260798.0,
      "count": 5
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA",
    "FL",
    "IL",
    "MO",
    "NC",
    "OH",
    "PA",
    "TX",
    "WI"
  ],
  "websites": [
    "https://co.linkedin.com/company/kcia",
    "https://kingsburycap.com",
    "https://lcwadvisor.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145658",
  "disclosure_items": [
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "EVANSTON",
  "url": "https://advisorcensus.com/firm/kingsbury-capital-investment-advisors-llc-evanston-il-145658",
  "display_name": "Kingsbury Capital Investment Advisors LLC",
  "summary": "Kingsbury Capital Investment Advisors LLC is an SEC-registered investment advisory firm in Evanston, IL, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 29, 2026.",
  "citation": "AdvisorCensus. Kingsbury Capital Investment Advisors LLC (CRD 145658): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Kingsbury Capital Investment Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kingsbury Capital Investment Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions."
    },
    {
      "q": "Where is Kingsbury Capital Investment Advisors LLC located?",
      "a": "Kingsbury Capital Investment Advisors LLC's principal office is in Evanston, IL, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Kingsbury Capital Investment Advisors LLC registered with the SEC or a state?",
      "a": "Kingsbury Capital Investment Advisors LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 145658."
    },
    {
      "q": "How much does Kingsbury Capital Investment Advisors LLC manage?",
      "a": "Kingsbury Capital Investment Advisors LLC reports $162,038,154 in regulatory assets under management in its Form ADV filing dated April 29, 2026 (90% discretionary)."
    },
    {
      "q": "How have Kingsbury Capital Investment Advisors LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Kingsbury Capital Investment Advisors LLC: Regulatory assets under management: $130,000,000 in the October 2021 data and $162,038,154 in the October 2026 data, up 25%. Total employees: 9 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Kingsbury Capital Investment Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (185); high net worth individuals (60); corporations or other businesses not listed above (5)."
    },
    {
      "q": "Which custodians does Kingsbury Capital Investment Advisors LLC use?",
      "a": "Kingsbury Capital Investment Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Kingsbury Capital Investment Advisors LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145658"
    },
    {
      "q": "Does Kingsbury Capital Investment Advisors LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 23, 2026 says: \"KCIA generally requires a minimum investment of $50,000 to open an investment advisory relationship. For accounts with portfolio values less than $50,000, clients may be able to find comparable services for more favorable pricing elsewhere.\" \"KCIA may, in its sole discretion, waive the required minimum.\""
    },
    {
      "q": "What changed in Kingsbury Capital Investment Advisors LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 8 to 6."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 130000000.0,
      "total_employees": 9,
      "filing_date": "2021-03-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 156000000.0,
      "total_employees": 9,
      "filing_date": "2022-05-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 117423729.0,
      "total_employees": 9,
      "filing_date": "2023-09-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 136145866.0,
      "total_employees": 8,
      "filing_date": "2024-03-08"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 154451058.0,
      "total_employees": 8,
      "filing_date": "2025-05-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 162038154.0,
      "total_employees": 6,
      "filing_date": "2026-04-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 8 to 6."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 23, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$50,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $50,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "KCIA generally requires a minimum investment of $50,000 to open an investment advisory relationship. For accounts with portfolio values less than $50,000, clients may be able to find comparable services for more favorable pricing elsewhere.",
          "KCIA may, in its sole discretion, waive the required minimum."
        ]
      }
    ],
    "quotes": [
      "KCIA generally requires a minimum investment of $50,000 to open an investment advisory relationship. For accounts with portfolio values less than $50,000, clients may be able to find comparable services for more favorable pricing elsewhere.",
      "KCIA may, in its sole discretion, waive the required minimum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/kingsbury-capital-investment-advisors-llc-evanston-il-145658.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 185,
      "fewer_than_5": false,
      "raum": 39155182.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 60,
      "fewer_than_5": false,
      "raum": 116008963.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2465140.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 1148071.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 3260798.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145658",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}