# King Wealth Management Group, LLC

> King Wealth Management Group, LLC is an SEC-registered investment advisory firm in Saratoga Springs, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated January 27, 2026.

- CRD: 159550
- Filed as: KING WEALTH MANAGEMENT GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Saratoga Springs, NY
- Filing period: October 2026
- Form ADV filing dated: January 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159550
- AdvisorCensus page: https://advisorcensus.com/firm/king-wealth-management-group-llc-saratoga-springs-ny-159550

## Quick answers

**How is King Wealth Management Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), King Wealth Management Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is King Wealth Management Group, LLC located?**
King Wealth Management Group, LLC's principal office is in Saratoga Springs, NY, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is King Wealth Management Group, LLC registered with the SEC or a state?**
King Wealth Management Group, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 159550.

**How much does King Wealth Management Group, LLC manage?**
King Wealth Management Group, LLC reports $1,084,132,315 in regulatory assets under management in its Form ADV filing dated January 27, 2026 (100% discretionary).

**How have King Wealth Management Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for King Wealth Management Group, LLC: Regulatory assets under management: $620,496,740 in the October 2021 data and $1,084,132,315 in the October 2026 data, up 75%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does King Wealth Management Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (460); high net worth individuals (248); corporations or other businesses not listed above (11).

**Which custodians does King Wealth Management Group, LLC use?**
King Wealth Management Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does King Wealth Management Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159550

**What changed in King Wealth Management Group, LLC's recent Form ADV filings?**
In the February 2026 filing data: Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $931,335,129 to $1,084,132,315 (+16%). Registered or notice-filed in ME.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,084,132,315
- Discretionary: $1,079,859,654
- Non-discretionary: $4,272,661

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 460 | $170,491,312 |
| High net worth individuals | 248 | $877,767,743 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,697,092 |
| Charitable organizations | Fewer than 5 | $667,532 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 11 | $33,508,636 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 8 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, IL, MA, MD, ME, NC, NH, NJ, NY, OR, PA, SC, TX, VA, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Naples, FL

### Websites listed on Form ADV (Item 1.I)
- [kingwealthmanagement.com](https://kingwealthmanagement.com)
- [kingwealthmanagementgroup.com](https://kingwealthmanagementgroup.com)
- [mykingwealth.com](https://mykingwealth.com)
- [refineyourwealth.com](https://refineyourwealth.com)
- LinkedIn @KING-WEALTH-MANAGEMENT-GROUP-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $620,496,740 | 7 | August 11, 2021 |
| October 2022 | $726,161,528 | 8 | July 27, 2022 |
| October 2023 | $633,407,661 | 8 | May 26, 2023 |
| October 2024 | $751,257,817 | 8 | April 2, 2024 |
| October 2025 | $931,335,129 | 7 | June 18, 2025 |
| October 2026 | $1,084,132,315 | 8 | January 27, 2026 |

Regulatory assets under management: $620,496,740 in the October 2021 data and $1,084,132,315 in the October 2026 data, up 75%.
Total employees: 7 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $931,335,129 to $1,084,132,315 (+16%).
- Registered or notice-filed in ME.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. King Wealth Management Group, LLC (CRD 159550): Form ADV filing data as of October 2026.