{
  "crd_number": 317361,
  "slug": "king-river-capital-management-pty-ltd-surry-hills-new-south-wales-317361",
  "primary_business_name": "KING RIVER CAPITAL MANAGEMENT PTY LTD",
  "legal_name": "KING RIVER CAPITAL MANAGEMENT PTY LTD",
  "dbas": [
    "KING RIVER",
    "KING RIVER CAPITAL"
  ],
  "city": "Surry Hills, New South Wales",
  "state": null,
  "country": "Australia",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-03-08",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-09-28",
  "carried_forward": false,
  "raum_total": 440760411.0,
  "raum_discretionary": 440760411.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 21,
  "advisory_employees": 10,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 440760411.0,
      "count": 19
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://instagram.com/kingrivercapital",
    "https://kingriver.co",
    "https://linkedin.com/company/king-river-investments",
    "https://twitter.com/kingrivervc?lang=en"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317361",
  "city_as_filed": "SURRY HILLS, NEW SOUTH WALES",
  "url": "https://advisorcensus.com/firm/king-river-capital-management-pty-ltd-surry-hills-new-south-wales-317361",
  "display_name": "King River Capital Management Pty Ltd",
  "summary": "King River Capital Management Pty Ltd is an SEC-registered investment advisory firm in Surry Hills, New South Wales, Australia, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.",
  "citation": "AdvisorCensus. King River Capital Management Pty Ltd (CRD 317361): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is King River Capital Management Pty Ltd compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), King River Capital Management Pty Ltd reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "How much does King River Capital Management Pty Ltd charge?",
      "a": "Its Form ADV Part 2A brochure dated September 29, 2025 states: Asset-based fee: up to 2.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is King River Capital Management Pty Ltd located?",
      "a": "King River Capital Management Pty Ltd's principal office is in Surry Hills, New South Wales, Australia, according to its Form ADV."
    },
    {
      "q": "Is King River Capital Management Pty Ltd registered with the SEC or a state?",
      "a": "King River Capital Management Pty Ltd is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 317361."
    },
    {
      "q": "How much does King River Capital Management Pty Ltd manage?",
      "a": "King River Capital Management Pty Ltd reports $440,760,411 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary)."
    },
    {
      "q": "How have King River Capital Management Pty Ltd's assets and staff changed since 2022?",
      "a": "In the Form ADV data for King River Capital Management Pty Ltd: Regulatory assets under management: $425,616,841 in the October 2024 data and $440,760,411 in the October 2026 data, up 4%. Total employees: 20 in October 2024 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does King River Capital Management Pty Ltd serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (19)."
    },
    {
      "q": "Does King River Capital Management Pty Ltd report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317361"
    },
    {
      "q": "What changed in King River Capital Management Pty Ltd's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2022-09-20"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-10-01"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 425616841.0,
      "total_employees": 20,
      "filing_date": "2024-09-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 425616841.0,
      "total_employees": 20,
      "filing_date": "2024-09-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 440760411.0,
      "total_employees": 21,
      "filing_date": "2026-09-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated September 29, 2025",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2.5% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "With respect to individual share classes of each separate Vehicle, the Firm receives an annual Management Fee ranging up to 2.5% per annum in respect of the assets under management or capital commitments."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.5,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "With respect to individual share classes of each separate Vehicle, the Firm receives an annual Management Fee ranging up to 2.5% per annum in respect of the assets under management or capital commitments."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/king-river-capital-management-pty-ltd-surry-hills-new-south-wales-317361.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 19,
      "fewer_than_5": false,
      "raum": 440760411.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317361",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
