# KIM Knotts, RIA

> KIM Knotts, RIA is a state-registered investment advisory firm in Folsom, CA, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 289830
- Filed as: KIM KNOTTS, RIA
- Legal name: KIM Knotts RIA, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Folsom, CA
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/289830
- AdvisorCensus page: https://advisorcensus.com/firm/kim-knotts-ria-folsom-ca-289830

## Quick answers

**How is KIM Knotts, RIA compensated?**
On its Form ADV (Item 5.E, October 2026), KIM Knotts, RIA reports these compensation arrangements: a percentage of assets under its management.

**Where is KIM Knotts, RIA located?**
KIM Knotts, RIA's principal office is in Folsom, CA, according to its Form ADV.

**Is KIM Knotts, RIA registered with the SEC or a state?**
KIM Knotts, RIA is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 289830.

**How much does KIM Knotts, RIA manage?**
KIM Knotts, RIA reports $8,333,599 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (0% discretionary).

**What types of clients does KIM Knotts, RIA serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (29).

**Does KIM Knotts, RIA report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/289830

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $8,333,599
- Discretionary: $0
- Non-discretionary: $8,333,599

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 29 | $5,301,918 |
| High net worth individuals | Fewer than 5 | $3,031,681 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. KIM Knotts, RIA (CRD 289830): Form ADV filing data as of October 2026.
