{ "crd_number": 317738, "slug": "ki-capital-wealth-management-us-llc-miami-fl-317738", "primary_business_name": "KI CAPITAL WEALTH MANAGEMENT US LLC", "legal_name": "KI CAPITAL WEALTH MANAGEMENT US LLC", "dbas": [], "city": "Miami", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-07-23", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-07-14", "carried_forward": false, "raum_total": 145850933.0, "raum_discretionary": 39221650.0, "raum_non_discretionary": 106629283.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 5, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 18329637.0, "count": 86 }, "high_net_worth_individuals": { "raum": 21900567.0, "count": 8 }, "corporations_other_businesses": { "raum": 105620729.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "TX" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317738", "city_as_filed": "MIAMI", "url": "https://advisorcensus.com/firm/ki-capital-wealth-management-us-llc-miami-fl-317738", "display_name": "KI Capital Wealth Management US LLC", "summary": "KI Capital Wealth Management US LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.", "citation": "AdvisorCensus. KI Capital Wealth Management US LLC (CRD 317738): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is KI Capital Wealth Management US LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), KI Capital Wealth Management US LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is KI Capital Wealth Management US LLC located?", "a": "KI Capital Wealth Management US LLC's principal office is in Miami, FL, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is KI Capital Wealth Management US LLC registered with the SEC or a state?", "a": "KI Capital Wealth Management US LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 317738." }, { "q": "How much does KI Capital Wealth Management US LLC manage?", "a": "KI Capital Wealth Management US LLC reports $145,850,933 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (27% discretionary)." }, { "q": "What types of clients does KI Capital Wealth Management US LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (86); high net worth individuals (8); corporations or other businesses not listed above (7)." }, { "q": "Which custodians does KI Capital Wealth Management US LLC use?", "a": "KI Capital Wealth Management US LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does KI Capital Wealth Management US LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317738" }, { "q": "What changed in KI Capital Wealth Management US LLC's recent Form ADV filings?", "a": "In the August 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Pershing LLC", "name_as_filed": "PERSHING LLC", "affiliated": false }, { "name": "UBS Financial Services Inc.", "name_as_filed": "UBS FINANCIAL SERVICES INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/ki-capital-wealth-management-us-llc-miami-fl-317738.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 86, "fewer_than_5": false, "raum": 18329637.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 8, "fewer_than_5": false, "raum": 21900567.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 7, "fewer_than_5": false, "raum": 105620729.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317738", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }