# Kfico, LLC Registered Investment Advisor

> Kfico, LLC Registered Investment Advisor is a state-registered investment advisory firm in Tustin, CA, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 155673
- Filed as: KFICO, LLC REGISTERED INVESTMENT ADVISOR
- Legal name: Kfico, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tustin, CA
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/155673
- AdvisorCensus page: https://advisorcensus.com/firm/kfico-llc-registered-investment-advisor-tustin-ca-155673

## Quick answers

**How is Kfico, LLC Registered Investment Advisor compensated?**
On its Form ADV (Item 5.E, October 2026), Kfico, LLC Registered Investment Advisor reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Kfico, LLC Registered Investment Advisor located?**
Kfico, LLC Registered Investment Advisor's principal office is in Tustin, CA, according to its Form ADV.

**Is Kfico, LLC Registered Investment Advisor registered with the SEC or a state?**
Kfico, LLC Registered Investment Advisor is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 155673.

**How much does Kfico, LLC Registered Investment Advisor manage?**
Kfico, LLC Registered Investment Advisor reports $42,766,421 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).

**What types of clients does Kfico, LLC Registered Investment Advisor serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (50); high net worth individuals (28).

**Does Kfico, LLC Registered Investment Advisor report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/155673

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $42,766,421
- Discretionary: $42,766,421
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 50 | $7,701,619 |
| High net worth individuals | 28 | $35,064,802 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kfico, LLC Registered Investment Advisor (CRD 155673): Form ADV filing data as of October 2026.