# Keystone Asset Management, Inc.

> Keystone Asset Management, Inc. is an SEC-registered investment advisory firm in McLean, VA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 29, 2024.

- CRD: 130101
- Filed as: KEYSTONE ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: McLean, VA
- Filing period: October 2026
- Form ADV filing dated: March 29, 2024
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130101
- AdvisorCensus page: https://advisorcensus.com/firm/keystone-asset-management-inc-mclean-va-130101

## Quick answers

**How is Keystone Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Keystone Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Keystone Asset Management, Inc. located?**
Keystone Asset Management, Inc.'s principal office is in McLean, VA, according to its Form ADV.

**Is Keystone Asset Management, Inc. registered with the SEC or a state?**
Keystone Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 130101.

**How much does Keystone Asset Management, Inc. manage?**
Keystone Asset Management, Inc. reports $261,000,000 in regulatory assets under management in its Form ADV filing dated March 29, 2024 (92% discretionary).

**How have Keystone Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Keystone Asset Management, Inc.: Regulatory assets under management: $261,000,000 in the October 2021 data and $261,000,000 in the October 2026 data, unchanged. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Keystone Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (89); individuals (other than high net worth individuals) (39); charitable organizations (4).

**Does Keystone Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130101

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $261,000,000
- Discretionary: $241,000,000
- Non-discretionary: $20,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 39 | $21,000,000 |
| High net worth individuals | 89 | $224,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $13,000,000 |
| Charitable organizations | 4 | $3,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2004 (22 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- keyami.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $261,000,000 | 5 | March 29, 2021 |
| October 2022 | $287,000,000 | 5 | March 30, 2022 |
| October 2023 | $224,000,000 | 5 | March 30, 2023 |
| October 2024 | $261,000,000 | 5 | March 29, 2024 |
| October 2025 | $261,000,000 | 5 | March 29, 2024 |
| October 2026 | $261,000,000 | 5 | March 29, 2024 |

Regulatory assets under management: $261,000,000 in the October 2021 data and $261,000,000 in the October 2026 data, unchanged.
Total employees: 5 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Keystone Asset Management, Inc. (CRD 130101): Form ADV filing data as of October 2026.