# Keyes, Stange & Wooten Wealth Management, LLC

> Keyes, Stange & Wooten Wealth Management, LLC is an SEC-registered investment advisory firm in Daytona Beach, FL, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 139806
- Filed as: KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Daytona Beach, FL
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/139806
- AdvisorCensus page: https://advisorcensus.com/firm/keyes-stange-and-wooten-wealth-management-llc-daytona-beach-fl-139806

## Quick answers

**How is Keyes, Stange & Wooten Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Keyes, Stange & Wooten Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Keyes, Stange & Wooten Wealth Management, LLC located?**
Keyes, Stange & Wooten Wealth Management, LLC's principal office is in Daytona Beach, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Keyes, Stange & Wooten Wealth Management, LLC registered with the SEC or a state?**
Keyes, Stange & Wooten Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 139806.

**How much does Keyes, Stange & Wooten Wealth Management, LLC manage?**
Keyes, Stange & Wooten Wealth Management, LLC reports $400,113,566 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (91% discretionary).

**How have Keyes, Stange & Wooten Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Keyes, Stange & Wooten Wealth Management, LLC: Regulatory assets under management: $257,290,590 in the October 2021 data and $400,113,566 in the October 2026 data, up 56%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Keyes, Stange & Wooten Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (274); high net worth individuals (109); pension and profit sharing plans (but not the plan participants or government pension plans) (16).

**Which custodians does Keyes, Stange & Wooten Wealth Management, LLC use?**
Keyes, Stange & Wooten Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Keyes, Stange & Wooten Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139806

**What changed in Keyes, Stange & Wooten Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 3. Regulatory assets under management went from $350,127,539 to $400,113,566 (+14%). No longer lists an office in Daytona Beach, FL. Registered or notice-filed in PA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $400,113,566
- Discretionary: $363,160,512
- Non-discretionary: $36,953,054

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 274 | $73,956,544 |
| High net worth individuals | 109 | $273,089,943 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 16 | $32,051,807 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 8 | $21,015,272 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 9 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Palm Coast, FL

### Websites listed on Form ADV (Item 1.I)
- kswwealthmanagement.com
- LinkedIn @keyes-stange-wooten-wealth-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $257,290,590 | 7 | September 21, 2021 |
| October 2022 | $295,349,428 | 7 | February 28, 2022 |
| October 2023 | $280,012,280 | 7 | August 2, 2023 |
| October 2024 | $316,475,869 | 10 | August 1, 2024 |
| October 2025 | $350,127,539 | 8 | February 28, 2025 |
| October 2026 | $400,113,566 | 9 | March 4, 2026 |

Regulatory assets under management: $257,290,590 in the October 2021 data and $400,113,566 in the October 2026 data, up 56%.
Total employees: 7 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 3.
- Regulatory assets under management went from $350,127,539 to $400,113,566 (+14%).
- No longer lists an office in Daytona Beach, FL.
- Registered or notice-filed in PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Keyes, Stange & Wooten Wealth Management, LLC (CRD 139806): Form ADV filing data as of October 2026.